Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Adam Fritzsche Allegedly Makes Unsuitable Investment Recommendations To Multiple Customers
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Adam Fritzsche. According to his publicly available FINRA BrokerCheck report, Adam Fritzsche was the subject of a FINRA sanction. Adam Fritzsche…
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Investment Fraud UBS Financial’s Yield Enhancement Strategy Leads to Large Losses for Many Investors
There is a fairly new type of investment strategy making the rounds among large investment firms that is garnering a lot of negative attention. This strategy involves trading uncovered short options in the attempt to disguise premiums as consistent returns.…
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Current Investigations James Kolf Allegedly Converts Over $500,000 For His Own Personal Use
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker James Kolf. According to his publicly available FINRA BrokerCheck report, James Kolf was sanctioned by the United States Securities and Exchange…
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Current Investigations Craig Dima Allegedly Makes Fraudulent Misrepresentations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct by former securities broker Craig Dima. According to his publicly available FINRA BrokerCheck report, Craig Dima has been the subject of a FINRA sanction. Craig Dima operated…
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Current Investigations Dennis Van Patter Allegedly Invests A Customer In Illiquid And Speculative Investments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Dennis Van Patter. According to his publicly available FINRA BrokerCheck report, Dennis Van Patter has been the subject of multiple customer…
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Current Investigations Angelo Talebi Allegedly Invests Customers In Unsuitable REITs and Annuities
Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or fraud. The truth is that investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher…
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Current Investigations Troy Baldridge Allegedly Misappropriates Customer Funds
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors that have lost money in this fashion may be entitled to damages. Oakes & Fosher is interested…
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Current Investigations Eric Kuchel Allegedly Executes Unauthorized Trades
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fohser…
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Current Investigations Stuart Horowitz Allegedly Sells Unsuitable Private Placements
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages. The law firm of Oakes…
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Current Investigations Demitrios Hallas Allegedly Misappropriates Customer Funds
Many investors are unaware of the legal recourse available to them after losing money due to the fraudulent behavior of their securities broker. The truth is that investors who have lost money in this fashion may actually be entitled to damages. The law firm…
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Current Investigations Anukul Dass Facing Pending Criminal Charges Of Conspiracy, Wire Fraud, And Money Laundering
Many investors are unaware that there is legal recourse available to them after losing money due to securities broker fraud. The truth is that investors who have lost money in this fashion may actually be entitled to damages. The law firm of Oakes & Fosher is…
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Current Investigations Sara Aiping Ng Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Sara Aiping Ng. According to her publicly available FINRA BrokerCheck report, Sara Aiping Ng has been the subject of multiple customer complaints over the…
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