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      • Non-Traded REITs
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Aug 09
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Clarence Mark Tingle Allegedly Engages In Excessive Trading

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is currently investigating the possible misconduct of securities broker Clarence Mark Tingle. According to his publicly available FINRA BrokerCheck report, Mark Tingle has been the subject of…
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Aug 09
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AdobeStock 77874508

David Sullivan Allegedly Executes Unauthorized Transactions

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is currently investigating the possible misconduct of former securities broker David Sullivan. According to his publicly available FINRA BrokerCheck report, David Sullivan has been the subject of…
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Aug 08
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AdobeStock 34380047

Satya Shaw Allegedly Engages In Pattern Of Unsuitable Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Satya Shaw. According to his publicly available FINRA BrokerCheck report, Satya Shaw has…
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Aug 08
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AdobeStock 180277815

Eric Nichols Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is presently investigating the possible misconduct of former securities broker Eric Nichols. According to his publicly available FINRA BrokerCheck report, Eric Nichols has been the subject of…
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Aug 08
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AdobeStock 39616999

Trevor Rahn Allegedly Engages In Unauthorized Margin Trading

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is presently investigating the possible misconduct of former securities broker Trevor Rahn. According to his publicly available FINRA BrokerCheck report, Trevor Rahn has been the subject of…
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Aug 08
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AdobeStock 83892551

Larry Peggs Allegedly Executes Unauthorized Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Larry Peggs. According to his publicly available FINRA BrokerCheck report, Larry Peggs has been…
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Aug 08
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AdobeStock 29460248

Adam Lunceford Allegedly Over-Concentrates A Customer’s Portfolio In Unsuitable Non-Traded REITs

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is presently investigating the possible misconduct of securities broker Adam Lunceford. According to his publicly available FINRA BrokerCheck report, Adam Lunceford has been the subject of a…
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Aug 07
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William Campbell Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
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Aug 06
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AdobeStock 87481776

Paul Bonaccini Allegedly Engages In Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is presently investigating the alleged misconduct of securities broker Paul Bonaccini. According to his publicly available FINRA BrokerCheck report, Paul Bonaccini has been the subject of a…
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Aug 06
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AdobeStock 224219585

Anthony Frederick Hobson Allegedly Makes Material Misrepresentations About A Speculative Non-Traded REIT

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is presently investigating securities broker Anthony Frederick Hobson. According to his publicly available FINRA BrokerCheck report, Anthony Frederick Hobson has been the subject of multiple customer complaints…
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