The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jason Wilk. According to his publicly available FINRA BrokerCheck report, Jason Wilk has been the subject of multiple customer disputes.
Jason Wilk was a New York based securities broker. He worked in the securities industry for five years. During his career, he was registered with seven different securities firms. He is no longer working as a registered securities broker in any fashion.
His Registrations
- Alexander Capital (2012)
- National Securities Corporation (2012-2013, 2015-2016)
- Laidlaw & Company (2013)
- Meyers Associates (2013-2015)
- Windsor Street Capital (2016-2017)
- Craft Capital Management (2017)
- Worden Capital Management (2017-2019)
The Allegations
- In January 2016, a customer alleged that Jason Wilk recommended unsuitable investments, executed unauthorized transactions, and breached his fiduciary duty. This case was settled for $10,000 in damages.
- In June 2016, a customer alleged that Jason Wilk executed unauthorized trades. This case was settled for $22,500 in damages.
- In June 2016, a customer alleged that Jason Wilk executed unauthorized trades and recommended unsuitable investments. This case was settled for $15,000 in damages.
- In July 2016, another customer alleged that Jason Wilk recommended unsuitable investments and executed unauthorized trades. This case was settled for $15,000 in damages.
- In September 2016, a customer alleged that Jason Wilk recommended unsuitable investments. This case was settled for $15,000 in damages.
- In October 2019, a customer alleged that Jason Wilk engaged in common law fraud, made negligent misrepresentations, breached his fiduciary duty, and handled their account negligently. This case is presently pending. The customer is seeking $100,000 in damages.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Jason Wilk, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.
