Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Michael Kemp Allegedly Engages In Unauthorized Trading
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Michael Kemp. According to his publicly available FINRA BrokerCheck report, Michael Kemp has been the subject of customer dispute. Michael Kemp is a…
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Current Investigations Bryon Martinsen Allegedly Recommends Unsuitable Securities
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Bryon Martinsen. According to his publicly available FINRA BrokerCheck report, Bryon Martinsen has been the subject of multiple customer disputes. Bryon…
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Oakes & Fosher in the News Oakes & Fosher Convinces FINRA Arbitrators To Order Trustmont Financial To Pay Client $1 Million In Damages
Financial Industry Regulatory Authority Inc. arbitrators ordered Pennsylvania-based Trustmont Financial Group Inc. to pay a client more than $1 million in damages.
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Current Investigations Steven Pagartanis Allegedly Converts Customer Funds By Operating A Five Year Long Ponzi Scheme
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Steven Pagartanis. According to his publicly available FINRA BrokerCheck report, Steven Pagartanis has been the subject of multiple customer disputes…
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Current Investigations Ron Jason Ison Barred By FINRA
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Ron Jason Ison. According to his publicly available FINRA BrokerCheck report, Ron Jason Ison was recently sanctioned by FINRA. Ron Jason Ison…
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Current Investigations Carlos Domenech Allegedly Recommends Highly Unsuitable Puerto Rican Closed-End Bond Funds
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Carlos Domenech. According to his publicly available FINRA BrokerCheck report, Carlos Domenech has been the subject of numerous customer disputes.…
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Current Investigations Mark Senofonte Allegedly Converts Customer Funds
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Mark Senofonte. According to his publicly available FINRA BrokerCheck report, Mark Senofonte has been the subject of multiple customer disputes. Mark…
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Current Investigations Clifton Roberts Terminated From LPL Financial
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Clifton Roberts. According to his publicly available FINRA BrokerCheck report, Clifton Roberts has been the subject of multiple customer complaints and an…
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Current Investigations Ronald Cameron Allegedly Fails To Conduct The Necessary Due Diligence
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Ronald Cameron. According to his publicly available FINRA BrokerCheck report, Ronald Cameron has been the subject of a customer dispute. Ronald Cameron is…
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Current Investigations Christopher Sinkula Allegedly Recommends Unsuitable Securities To Multiple Customers
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Christopher Sinkula. According to his publicly available FINRA BrokerCheck report, Christopher Sinkula has been the subject of numerous customer disputes.…
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Current Investigations Donald Preston Resigns From PFS Investments Following Allegations Of Recommending Highly Unsuitable Annuity Switches
Oakes & Fosher is presently investigating the possible misconduct of former securities broker Donald Preston. According to his publicly available FINRA BrokerCheck report, Donald Preston has been the subject of a FINRA sanction. Donald Preston was an Ohio…
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Current Investigations Andrew Jay Lowe Suspended By FINRA For Alleged Unsuitable Mutual Fund Recommendations
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Andrew Jay Lowe. According to his publicly available FINRA BrokerCheck report, Andrew Jay Lowe has been the subject of a recent FINRA sanction.…
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