The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Ron Jason Ison. According to his publicly available FINRA BrokerCheck report, Ron Jason Ison was recently sanctioned by FINRA.

Ron Jason Ison operated most recently as a New Jersey based securities broker. He worked in the securities industry for seventeen years. During that time, he was registered with ten different securities firms. He is no longer working as a registered securities broker in any fashion.

His Registrations

  • Prudential Securities (1998)
  • Track Securities (1998)
  • Joseph Dillon & Company (1998-1999)
  • TD Waterhouse Investor Services (1999-2002)
  • GT Jeffers & Company (2002)
  • Andover Brokerage (2002-2003)
  • Assent, LLC (2003)
  • Globalvest Group (2004)
  • Mercer Capital (2006-2010)
  • Buckman, Buckman & Reid (2010-2018)

The Allegations

In April 2018, Ron Jason Ison was officially sanctioned by FINRA. The findings in this matter state he refused to appear for additional FINRA on-the-record testimony. This testimony was part of a FINRA investigation regarding Ron Jason Ison’s potential unauthorized and unsuitable trading. For his alleged failure to comply, he was barred by FINRA from acting as a securities broker in any fashion.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Ron Jason Ison, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.