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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Nov 27
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Geoffrey Turner Allegedly Recommends Unsuitable L-Share Variable Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Geoffrey Turner. According to his publicly available FINRA BrokerCheck report, Geoffrey Turner has been…
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Nov 27
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Robert Torcivia Allegedly Violates His Firm’s Policies Regarding Beneficiary Appointments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Torcivia. According to his publicly available FINRA BrokerCheck report, Robert Torcivia has…
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Nov 27
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Kenneth Greer Jr. Allegedly Engages In Outside Business Activities Without Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kenneth Greer Jr. According to his publicly available FINRA BrokerCheck report, Kenneth Greer…
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Nov 27
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Timothy Scherwa Allegedly Exercises Discretion In Non-Discretionary Accounts Without Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Timothy Scherwa. According to his publicly available FINRA BrokerCheck report, Timothy Scherwa has been…
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Nov 27
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Ian Greenblatt Allegedly Engages In Financial Elder Abuse

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ian Greenblatt. According to his publicly available FINRA BrokerCheck report, Ian Greenblatt has been…
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Nov 27
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Robert Krieger Allegedly Engages In Outside Business Activities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Krieger. According to his publicly available FINRA BrokerCheck report, Robert Krieger has been…
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Nov 27
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George McCaffrey Allegedly Takes Part In Unapproved Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker George McCaffrey III. According to his publicly available FINRA BrokerCheck report, George McCaffrey…
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Nov 27
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Richard Hughes Allegedly Recommends Unsuitable Short Term Trades Of Long Term Products

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Richard Hughes. According to his publicly available FINRA BrokerCheck report, Richard Hughes has…
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Nov 26
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Richard Yada Allegedly Exercises Discretion In Non-Discretionary Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Richard Yada. According to his publicly available FINRA BrokerCheck report, Richard Yada has…
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Nov 26
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Robert Todd Clark Barred By FINRA Following Allegations Of Converting Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Todd Clark. According to his publicly available FINRA BrokerCheck report, Robert Todd…
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