Daniel Gamache Allegedly Makes Unsuitable Recommendations
September 12, 2018
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Daniel Gamache. According to his publicly available FINRA BrokerCheck report, Daniel Gamache has been the subject of multiple customer disputes.
Daniel Gamache was a Colorado based securities broker. He worked in the securities industry for four years. He spent his entire career registered with UBS Financial Services. He is no longer working as a registered securities broker in any fashion.
The Allegations
- In June 2018, a customer alleged Daniel Gamache concentrated their portfolio with an over-weighted position in LJMIX. This case is currently pending. The customer is seeking $350,000 in damages.
- In March 2019, a customer alleged that Daniel Gamache chose investments for them that were inappropriate based on their investment objectives. This case is currently pending. The customer is seeking $650,302 in damages.
- In May 2019, a customer alleged that Daniel Gamache recommended unsuitable investments. This case is currently pending. The customer is seeking an undisclosed amount in damages.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Daniel Gamache, please contact Oakes & Fosher for a free and private consultation. Oakes & Fosher handles cases on a contingency basis, which means there are no fees charged unless we collect for you.
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