Current Investigations
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations David W. Stewart Terminated From IBN Financial Services
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David W. Stewart. According to his publicly available FINRA BrokerCheck report, David W. Stewart was terminated from his member firm. David W. Stewart…
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Current Investigations Vernon Sears Allegedly Recommends Unit Investment Trusts To Unsuited Investors
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Vernon Sears. According to his publicly available FINRA BrokerCheck report, Vernon Sears has been the subject of multiple customer disputes. Vernon…
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Current Investigations Robert Kostigen Allegedly Recommends Unsuitable Variable Annuities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Kostigen. According to his publicly available FINRA BrokerCheck report, Robert Kostigen has been the subject of multiple customer disputes over the…
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Current Investigations Pavel Kreychman Allegedly Makes Material Misrepresentations Regarding Variable Annuities
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Pavel Kreychman. According to his publicly available FINRA BrokerCheck report, Pavel Kreychman has been the subject of multiple customer disputes over the…
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Current Investigations Sierra Crocker Arrested For Alleged Organized Fraud
Sierra Crocker was a Florida based securities broker. She worked in the securities industry for just one year. She spent that year working as a registered securities broker for Voya Financial Partners. Sierra Crocker's publicly available FINRA BrokerCheck…
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Current Investigations Edward Herbst Allegedly Engages In Unsuitable Trading
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Edward Herbst. According to his publicly available FINRA BrokerCheck report, Edward Herbst has been the subject of multiple customer disputes over the…
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Current Investigations James Kujawski Allegedly Takes Part In Unapproved Private Securities Transactions
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker James Kujawski. According to his publicly available FINRA BrokerCheck report, James Kujawski has been the subject of multiple customer disputes. James…
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Current Investigations Daniel Tompkins Allegedly Engages In Unauthorized Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Daniel Tompkins. According to his publicly available FINRA BrokerCheck report, Daniel Tompkins has been the subject of multiple customer disputes. Daniel…
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Current Investigations Terance Power Allegedly Makes Material Misrepresentations
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Terance Power. According to his publicly available FINRA BrokerCheck report, Terance Power has been the subject of multiple complaints. Terance Power is a…
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Current Investigations Thomas Murray Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas Murray. According to his publicly available FINRA BrokerCheck report, Thomas Murray has been the subject of a customer dispute. Thomas Murray is a New…
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Current Investigations Sergio Rovner Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Sergio Rovner. According to his publicly available FINRA BrokerCheck report, Sergio Rovner has been the subject of multiple disputes. Sergio Rovner is a New…
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Current Investigations John Casimir Allegedly Over-Concentrates A Customer’s Portfolio In A Puerto Rico Municipal Bond Position
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker John Casimir. According to his publicly available FINRA BrokerCheck report, John Casimir has been the subject of a customer dispute. John Casimir is a New…
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