Current Investigations
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Brian Court Allegedly Churns His Customers’ Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Brian Court. According to his publicly available FINRA BrokerCheck report, Brian Court has been the subject of multiple customer disputes over the course of…
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Current Investigations Edward Rosenblatt Allegedly Misrepresents An Investment To His Customer
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Edward Rosenblatt. According to his publicly available FINRA BrokerCheck report, Edward Rosenblatt has been the subject of multiple customer disputes over…
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Current Investigations Laura Hanson Allegedly Engages In Excessive Trading
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Laura Hanson. According to her publicly available FINRA BrokerCheck report, Laura Hanson has been the subject of multiple customer disputes. Laura Hanson is…
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Current Investigations Ronald Lee Smith Allegedly Fails To Monitor Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ronald Lee Smith. According to his publicly available FINRA BrokerCheck report, Ronald Lee Smith has been the subject of a customer complaint. Ronald Lee…
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Current Investigations John Kellar Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Kellar. According to his publicly available FINRA BrokerCheck report, John Kellar has been the subject of multiple customer disputes. John Kellar is a…
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Current Investigations William Koenig Allegedly Over-Concentrates A Customer’s Portfolio In An Unsuitable Holding
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker William Koenig. According to his publicly available FINRA BrokerCheck report, William Koenig has been the subject of multiple customer disputes over the…
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Current Investigations Michael G. Solomon Allegedly Engages In Unsuitable And Excessive Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael G. Solomon. According to his publicly available FINRA BrokerCheck report, Michael G. Solomon has been the subject of multiple customer disputes.…
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Current Investigations Emil Skyba Barred By FINRA Following Allegations Of Altering New Account Forms
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Emil Skyba. According to his publicly available FINRA BrokerCheck report, Emil Skyba has been the subject of multiple customer disputes. Emil Skyba…
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Current Investigations Douglas Leone Barred By FINRA In Connection With Excessive And Unsuitable Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Douglas Leone. According to his publicly available FINRA BrokerCheck report, Douglas Leone has been the subject of multiple customer disputes. Douglas…
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Current Investigations Harold Couglar Barred By FINRA
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Harold Couglar. According to his publicly available FINRA BrokerCheck report, Harold Couglar has been the subject of a FINRA sanction. Harold Couglar…
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Current Investigations Darrell Hesford Allegedly Executes An Unauthorized Trade
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Darrell Hesford. According to his publicly available FINRA BrokerCheck report, Darrell Hesford has been the subject of multiple customer disputes over the…
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Current Investigations Garnet Wahlund Allegedly Misrepresents The Terms Of A Variable Life Insurance Policy
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Garnet Wahlund. According to his publicly available FINRA BrokerCheck report, Garnet Wahlund has been the subject of multiple complaints over the course of…
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