Current Investigations
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Jack Owens Allegedly Liquidates Customers’ Annuities Subjecting Them To Penalties And Losses
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jack Owens. According to his publicly available FINRA BrokerCheck report, Jack Owens has been the subject of multiple customer disputes. Jack Owens…
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Current Investigations Billy Zhang Permitted To Resign From AXA Advisors
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Billy Zhang. According to his publicly available FINRA BrokerCheck report, Billy Zhang has been the subject of a customer complaint. Billy Zhang was a…
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Current Investigations Delio Londono Allegedly Places A Client In Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Delio Londono. According to his publicly available FINRA BrokerCheck report, Delio London has been the subject of a customer dispute. Delio Londono is a…
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Current Investigations George Dance Allegedly Makes Unsuitable Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker George Dance. According to his publicly available FINRA BrokerCheck report, George Dance has been the subject of multiple customer disputes over the course…
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Current Investigations John Prinzivalli Allegedly Engages In Churning
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Prinzivalli. According to his publicly available FINRA BrokerCheck report, John Prinzivalli has been the subject of multiple customer complaints over…
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Current Investigations Marlyn McClain Allegedly Recommends Unsuitable Securities To An Elderly Customer
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Marlyn McClain. According to his publicly available FINRA BrokerCheck report, Marlyn McClain has been the subject of multiple customer disputes. Marlyn…
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Current Investigations Mel Hertz Allegedly Makes Unsuitable Recommendations
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Mel Hertz. According to his publicly available FINRA BrokerCheck report, Mel Hertz has been the subject of multiple customer disputes. Mel Hertz is a Hawaii…
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Current Investigations Reynold Frank Vaughan III Allegedly Breaches Contract
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Reynold Frank Vaughan III. According to his publicly available FINRA BrokerCheck report, Reynold Frank Vaughan III has been the subject of multiple customer…
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Current Investigations Arshad Hussain Terminated From Both Edward Jones And Next Financial Group
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Arshad Hussain. According to his publicly available FINRA BrokerCheck report, Arshad Hussain has been terminatd from multiple securities firms. Arshad…
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Current Investigations Ian Deliz Morales Has Been The Subject Of Numerous Customer Complaints In Connection With Puerto Rican Securities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ian Deliz Morales. According to his publicly available FINRA BrokerCheck report, Ian Deliz Morales has been the subject of numerous customer disputes…
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Current Investigations Laurence Greene Allegedly Makes Unsuitable Investment Recommendations To Multiple Customers
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Laurence Greene. According to his publicly available FINRA BrokerCheck report, Laurence Greene has been the subject of multiple customer disputes.…
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Current Investigations Jerry Westling Allegedly Recommends An Unsuitable Product
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Jerry Westling. According to his publicly available FINRA BrokerCheck report, Jerry Westling has been the subject of multiple customer disputes.…
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