Current Investigations
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations William Eugene Riley Jr. Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker William Eugene Riley Jr. According to his publicly available FINRA BrokerCheck report, William Eugene Riley Jr. has been the subject of multiple…
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Current Investigations Fredrick Randhahn Allegedly Issues Fraudulent Promissory Notes
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Fredrick Randhahn. According to his publicly available FINRA BrokerCheck report, Fredrick Randhahn has been the subject of a customer dispute.…
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Current Investigations Craig Bonn Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Craig Bonn. According to his publicly available FINRA BrokerCheck report, Craig Bonn has been the subject of multiple customer disputes over the course of…
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Current Investigations Jesse Webb Allegedly Takes Advantage Of An Investor’s Disability
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Jesse Webb. According to his publicly available FINRA BrokerCheck report, Jesse Webb has been the subject of multiple customer disputes over the course of…
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Current Investigations Andre Davis Allegedly Churns His Clients’ Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Andre Davis. According to his publicly available FINRA BrokerCheck report, Andre Davis has been the subject of multiple customer disputes. Andre Davis is a…
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Current Investigations Jeffrey Parson Allegedly Recommends Unsuitable Securities
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Jeffrey Parson. According to his publicly available FINRA BrokerCheck report, Jeffrey Parson has been the subject of multiple customer disputes. Jeffrey…
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Current Investigations Joseph Eschleman Allegedly Exercises Discretion in Customers’ Accounts Without Authorization
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joseph Eschleman. According to his publicly available FINRA BrokerCheck report, Joseph Eschleman has been the subject of a customer complaint and a FINRA…
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Current Investigations Robert Franden Allegedly Engages In Excessive Trading
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Robert Franden. According to his publicly available FINRA BrokerCheck report, Robert Franden has been the subject of multiple customer disputes. Robert…
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Current Investigations Kirk Bertsch Discharged From Farmers Financial Solutions
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kirk Bertsch. According to his publicly available FINRA BrokerCheck report, Kirk Bertsch has been the subject of a FINRA sanction. Kirk Bertsch was a…
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Current Investigations Kari Bracy Allegedly Misrepresents A Private Investment
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Kari Bracy. According to her publicly available FINRA BrokerCheck report, Kari Bracy has been the subject of a customer dispute. Kari Bracy was a…
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Current Investigations Robert Tweed Allegedly Negligently And Fraudulently Misleads Investors About The “Athenian Fund”
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Robert Tweed. According to his publicly available FINRA BrokerCheck report, Robert Tweed has been the subject of multiple customer disputes. Robert Tweed…
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Current Investigations Eric Korhut Allegedly Executes Numerous Unauthorized Trades
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Eric Korhut. According to his publicly available FINRA BrokerCheck report, Eric Korhut has been the subject of multiple customer disputes. Eric…
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