Skip to main content
Hit enter to search or ESC to close
Close Search
oakes & fosher, llc logo
search
Menu
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
  • search
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
Oakes Fossher LLC Accounting firm st louis
Category

Current Investigations

Dec 06
Love0
AdobeStock 127594546

Stephen Paul Yaworsky Terminated From Raymond James

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Stephen Paul Yaworsky. Stephen Paul Yaworsky was a Hawaii based securities broker. He worked…
Read More
Dec 05
Love0
AdobeStock 99622416

James Travis Flynn Allegedly Recommends Illiquid Alternative Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Travis Flynn. According to his publicly available FINRA BrokerCheck report, James Travis…
Read More
Dec 05
Love0
featured blog image oakes fosher2

Gurdev Singh Mann Terminated From NyLife Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gurdev Singh Mann. Gurdev Singh Mann was a California based securities broker. He…
Read More
Dec 05
Love0
AdobeStock 136871517

Melanie Haning Terminated From UBS Financial Services

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Melanie Haning. Melanie Haning was a Nevada based securities broker. She worked in…
Read More
Dec 05
Love0
broker negligence attorney - Oakes & Fosher

Larry Wolfe Accused Of Unauthorized Trading, Misrepresentation, And More

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Larry Wolfe. According to his publicly available FINRA BrokerCheck report, Larry Wolfe has…
Read More
Dec 05
Love0
AdobeStock 16472899

Jason Klabal Allegedly Churns Multiple Customers’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jason Klabal. According to his publicly available FINRA BrokerCheck report, Jason Klabal has…
Read More
Dec 05
Love0
AdobeStock 69409122

Lawrence Hagedorn Terminated From The O.N. Equity Sales Company

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Lawrence Hagedorn. According to his publicly available FINRA BrokerCheck report, Lawrence Hagedorn has…
Read More
Dec 05
Love0
featured blog image oakes fosher5

Kevin Graetz Allegedly Recommends Fraudulent Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kevin Graetz. According to his publicly available FINRA BrokerCheck report, Kevin Graetz has…
Read More
Dec 05
Love0
AdobeStock 11323183

Truitt Ficklin Allegedly Misrepresents Multiple Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Truitt Ficklin. According to his publicly available FINRA BrokerCheck report, Truitt Ficklin has…
Read More
Dec 05
Love0
featured blog image oakes fosher6

Ricky Higgins Allegedly Submits Forms That Had Been Pre-Signed By Clients

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ricky Higgins. According to his publicly available FINRA BrokerCheck report, Ricky Higgins has been…
Read More
  • Previous
  • 1
  • …
  • 107
  • 108
  • 109
  • 110
  • 111
  • …
  • 147
  • Next

contact usawards & settlementsour attorneysclient testimonialsfirm news

Contact Us

Address: 1401 S Brentwood Blvd #250, St. Louis, MO 63144 | Phone:  (314) 428-7600  Fax: (314) 428-7604

© 2026 Oakes & Fosher Law. All Rights Reserved. | Privacy Policy & Terms Of Use | Disclaimer | Sitemap