The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker John Casimir. According to his publicly available FINRA BrokerCheck report, John Casimir has been the subject of a customer dispute.

John Casimir is a New Hampshire based securities broker. He has worked in the securities industry for thirteen years. During his career, he has been registered with four different securities firms.

His Registrations

  • Banc of America Investment Services (2006-2008)
  • BancNorth Investment Group (2008-2009)
  • TD Wealth Management Services (2009-2010)
  • Citizens Securities (2010-Present)

The Allegations

In May 2018, a customer alleged that John Casimir over-concentrated their account in a single Puerto Rico municipal bond position. This case is currently pending. The customer is seeking $140,000 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with John Casimir, please contact Oakes & Fosher for a free and private consultation.