Thomas Murray Allegedly Makes Unsuitable Investment Recommendations
October 2, 2018
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas Murray. According to his publicly available FINRA BrokerCheck report, Thomas Murray has been the subject of a customer dispute.
Thomas Murray is a New York based securities broker. He has worked in the securities industry for thirty-seven years. During his career, he has been registered with three different securities firms.
His Registrations
- First Investors Corporation (1981-1983)
- Advantage Capital Corporation (1983-2009)
- FSC Securities (2009-Present)
The Allegations
In February 2018, a customer alleged that Thomas Murray recommended unsuitable investments. This case was settled for $48,000 in damages.
Oakes & Fosher Can Help
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Thomas Murray, please contact Oakes & Fosher for a free and private consultation.
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