Current Investigations
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Don Traywick Suspended By FINRA
The law firm of Oakes & Fosher is currently investigating the possible misconduct of securities broker Don Traywick. According to his publicly available FINRA BrokerCheck report, Don Traywick has been the subject of multiple customer complaints. Don Traywick…
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Current Investigations Investor Claims Michael Ralston Gave Them Unsuitable Recommendations
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Michael Ralston. According to his publicly available FINRA BrokerCheck report, Michael Ralston is presently the subject of a pending customer complaint.…
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Current Investigations Steven Reznik Allegedly Misrepresents And Omits Key Details Regarding Invesmtents
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Steven Reznik. According to his publicly available FINRA BrokerCheck report, Steven Reznik has been the subject of numerous customer disputes. Steven…
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Current Investigations Centaurus Financial Broker Timothy Tremblay Allegedly Invests Customers In Unsuitable Non-Traded REITs
The law firm of Oakes & Fosher, LLC recently filed an arbitration on behalf of investors against Centaurus Financial regarding brokerage accounts handled by FINRA licensed broker Timothy Tremblay. According to his publicly available FINRA BrokerCheck report,…
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Current Investigations Michael B. Barnett Allegedly Invests Multiple Customers In The Unsuitable Breitburn Energy
The law firm of Oakes & Fosher has had an ongoing investigation against securities broker Michael B. Barnett since we filed our first claim against him in July 2016. As can be seen in his publicly available FINRA BrokerCheck report, Michael B. Barnett has…
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Alternative Investment William Glaser Allegedly Unsuitably Advises Customers To Liquidate Assets And Purchase Promissory Notes
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker William Glaser. According to his publicly available FINRA BrokerCheck report, William Glaser has been the subject of multiple customer disputes.…
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Alternative Investment James Lunsford Allegedly Creates And Recommends The Highly Unsuitable Jadda Fund
The law firm of Oakes & Fosher is currently interested in hearing from investors who believe that they may have lost money investing with former securities broker James Lunsford. According to his publicly available FINRA BrokerCheck report, James Lunsford has…
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Current Investigations Matthew Christopher Maczko Allegedly Churns Customer Accounts
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of former securities broker Matthew Christopher Maczko. According to his publicly available FINRA BrokerCheck report, Matthew Christopher Maczko has been the…
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Current Investigations Robert Wamhoff Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Robert Wamhoff. According to his publicly available FINRA BrokerCheck report, Robert Wamhoff has been the subject of multiple customer disputes.…
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