Current Investigations
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations James Conaway Allegedly Provides Inaccurate Information Regarding His Outside Business Engagements
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker James Conaway. According to his publicly available FINRA BrokerCheck report, James Conaway has been the subject of customer disputes and a FINRA…
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Current Investigations John Eads Allegedly Recommends Unsuitable Variable Annuities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Eads. According to his publicly available FINRA BrokerCheck report, John Eads has been the subject of multiple customer disputes. John Eads was a…
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Current Investigations Cara Paynter Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Cara Paynter. According to her publicly available FINRA BrokerCheck report, Cara Paynter has been the subject of multiple customer disputes. Cara Paynter is…
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Current Investigations Thomas North Allegedly Over-Concentrates A Customer’s Portfolio In Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Thomas North. According to his publicly available FINRA BrokerCheck report, Thomas North has been the subject of multiple customer disputes over the course…
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Current Investigations Meaghan Marie Johnson Allegedly Forges The Signatures Of Numerous Customers
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Meaghan Marie Johnson. According to her publicly available FINRA BrokerCheck report, Meaghan Marie Johnson has been the subject of multiple customer…
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Current Investigations James Larkin Powers Allegedly Converts Customer Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Larkin Powers. According to his publicly available FINRA BrokerCheck report, James Larkin Powers has been the subject of a FINRA sanction. James…
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Current Investigations Jay Weiser Discharged From Despain Financial
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jay Weiser. According to his publicly available FINRA BrokerCheck report, Jay Weiser has been the subject of multiple customer disputes. Jay Weiser…
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Current Investigations Timothy Ayre Discharged From Spencer Edwards
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Timothy Ayre. According to his publicly available FINRA BrokerCheck report, Timothy Ayre has been the subject of a FINRA sanction. Timothy Ayre was a…
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Current Investigations George Nikolakakos Allegedly Violates State And Federal Securities Laws
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker George Nikolakakos. According to his publicly available FINRA BrokerCheck report, George Nikolakakos has been the subject of a customer dispute.…
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Current Investigations Carol Holesha Discharged From LPL Financial
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Carol Holesha. According to his publicly available FINRA BrokerCheck report, Carol Holesha has been the subject of a customer dispute and a FINRA…
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Current Investigations John Cione Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker John Cione. According to his publicly available FINRA BrokerCheck report, John Cione has been the subject of a customer dispute. John Cione was a…
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Current Investigations Robert Abramowitz Allegedly Inflates A Customer’s Investment Objectives And Risk Tolerance
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Abramowitz. According to his publicly available FINRA BrokerCheck report, Robert Abramowitz has been the subject of multiple customer disputes. Robert…
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