Current Investigations
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Van Pearcy Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Van Pearcy. According to his publicly available FINRA BrokerCheck report, Van Pearcy has been the subject of multiple customer disputes. Van Pearcy is a…
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Current Investigations Stacee Malcolm Allegedly Misrepresents Rate Of Return For Annuities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Stacee Malcolm. According to her publicly available FINRA BrokerCheck report, Stacee Malcolm has been the subject of multiple customer disputes. Stacee…
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Current Investigations Fred Brisker Terminated From Parkland Securities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Fred Brisker. According to his publicly available FINRA BrokerCheck report, Fred Brisker has been the subject of a customer dispute and an employment…
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Current Investigations Phillip Andrew Johnson Allegedly Recommends A Customer Liquidate A Variable Annuity To Invest In Real Estate
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Philip Andrew Johnson. According to his publicly available FINRA BrokerCheck report, Philip Andrew Johnson has been the subject of multiple customer…
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Current Investigations Sumitro Pal Allegedly Misappropriates Customer Funds For Outside Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Sumitro Pal. According to his publicly available FINRA BrokerCheck report, Sumitro Pal has been the subject of multiple customer disputes. Sumitro Pal…
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Current Investigations Christopher Bice Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Christopher Bice. According to his publicly available FINRA BrokerCheck report, Christopher Bice has been the subject of multiple customer disputes over the…
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Current Investigations Bradley Renberg Allegedly Places Investors In Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Bradley Renberg. According to his publicly available FINRA BrokerCheck report, Bradley Renberg has been the subject of multiple customer disputes. Bradley…
Read More Current Investigations Kevin Palmer Terminated From First Allied Securities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kevin Palmer. According to his publicly available FINRA BrokerCheck report, Kevin Palmer has been the subject of customer disputes and an employment…
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Current Investigations Brian Rieman Allegedly Makes Unsuitable Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Brian Rieman. According to his publicly available FINRA BrokerCheck report, Brian Rieman has been the subject of multiple customer disputes. Brian Rieman is…
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Current Investigations Richard Minichino Discharged From Next Financial Group
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Richard Minichino. According to his publicly available FINRA BrokerCheck report, Richard Minichino has been the subject of a customer dispute. Richard…
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Current Investigations Eugene Freund Allegedly Recommends High Risk Municipal Bonds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Eugene Freund. According to his publicly available FINRA BrokerCheck report, Eugene Freund has been the subject of multiple customer disputes. Eugene…
Read More Current Investigations Daniel Fischer Barred By The Securities And Exchange Commission
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Daniel Fischer. According to his publicly available FINRA BrokerCheck report, Daniel Fischer has been the subject of an SEC sanction. Daniel Fischer…
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