The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jose Paula. According to his publicly available FINRA BrokerCheck report, Jose Paula has been the subject of a customer dispute.

Jose Paula was a Florida based securities broker. He worked in the securities industry for just six years. He spent his entire career, registered with just NyLife Securities. He is no longer working as a registered securities broker in any fashion.

The Allegations

In October 2017, a customer alleged that Jose Paula engaged in unauthorized trading. This case was settled for $32,234 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Jose Paula, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.