Securities Blog

Apr 01

Michael Tantleff Allegedly Provides A Customer With Inaccurate Information Regarding His Investments

By Oakes & Fosher Current Investigations No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Tantleff. According to his publicly available FINRA BrokerCheck report, Michael Tantleff has…

Apr 01

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Kenneth Williams Allegedly Engages In Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Kenneth Williams. According to his publicly available FINRA BrokerCheck report, Kenneth Williams has been…

Apr 01

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Peter Steege Allegedly Misrepresents Material Facts

By Oakes & Fosher Current Investigations No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Peter Steege. According to his publicly available FINRA BrokerCheck report, Peter Steege has been…

Mar 30

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William Athas Allegedly Engages In Churning

By Oakes & Fosher Current Investigations No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker William Athas. According to his publicly available FINRA BrokerCheck report, William Athas has been…

Mar 30

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Richard Frith Allegedly Engages In Deceptive Business Practices

By Oakes & Fosher Current Investigations No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Richard Frith. According to his publicly available FINRA BrokerCheck report, Richard Frith has been…

Mar 30

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Joe Pazmino Allegedly Engages In Excessive Trading

By Oakes & Fosher Current Investigations No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joe Pazmino. According to his publicly available FINRA BrokerCheck report, Joe Pazmino has been…

Mar 29

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Daniel Lauletta Accused Of Negligence

By Oakes & Fosher Current Investigations No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Daniel Lauletta. According to his publicly available FINRA BrokerCheck report, Daniel Lauletta has been…

Mar 29

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Mark Lamendola Barred By FINRA

By Oakes & Fosher Current Investigations No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Lamendola. According to his publicly available FINRA BrokerCheck report, Mark Lamendola has…

Mar 29

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Eric Wegner Allegedly Omits Material Facts In Connection With TIC Investments

By Oakes & Fosher Current Investigations No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Eric Wegner. According to his publicly available FINRA BrokerCheck report, Eric Wegner has been…

Mar 29

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Charles Obryant Allegedly Invests Clients Unsuitably

By Oakes & Fosher Current Investigations No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Charles Obryant. According to his publicly available FINRA BrokerCheck report, Charles Obryant has…

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