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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Nov 07
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Robert Hayes Hoffmann Barred By FINRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Hayes Hoffmann. According to his publicly available FINRA BrokerCheck report, Robert Hayes…
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Nov 07
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Jovannie Aquino Allegedly Recommends A Highly Unsuitable Short-Term Trading Strategy To Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jovannie Aquino. According to his publicly available FINRA BrokerCheck report, Jovannie Aquino has…
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Nov 07
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Windsor Street Capital Expelled By FINRA

By Oakes & Fosher Current Investigations No Comments
Windsor Street Capital, formerly known as Meyers Associates, was expelled by FINRA in 2018 following allegations that the firm and its brokers were engaging in abusive and fraudulent conduct regarding…
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Nov 07
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Victor Michel Allegedly Engages In Churning

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Victor Michel. According to his publicly available FINRA BrokerCheck report, Victor Michel has…
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Nov 07
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Douglas P. Simanski Operates An Alleged Ponzi Scheme Disguised As Tax-Free Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Douglas P. Simanski. According to his publicly available FINRA BrokerCheck report, Douglas P.…
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Nov 01
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Masood Azad Allegedly Engages In Unapproved Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Masood Azad. According to his publicly available FINRA BrokerCheck report, Masood Azad has…
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Nov 01
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Anthony Ross Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Anthony Ross. According to his publicly available FINRA BrokerCheck report, Anthony Ross has been…
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Nov 01
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John Pronovost Allegedly Recommends Highly Unsuitable LJM Mutual Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Pronovost. According to his publicly available FINRA BrokerCheck report, John Pronovost has been…
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Nov 01
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George Strnad Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker George Strnad. According to his publicly available FINRA BrokerCheck report, George Strnad has been…
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Nov 01
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Jed Tinder Allegedly Recommends Unregistered Securities To Multiple Investors

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jed Tinder. According to his publicly available FINRA BrokerCheck report, Jed Tinder has…
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