Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Mason Gann Allegedly Engages In Churning
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mason Gann. According to his publicly available FINRA BrokerCheck report, Mason Gann has been the subject of multiple customer disputes. Mason Gann…
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Current Investigations Brent Van Lott Terminated from LPL Financial and Suspended by FINRA
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of former securities broker Brent Van Lott. According to his publicly available FINRA BrokerCheck report, Brent Van Lott has been the subject of multiple customer disputes. Brent…
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Current Investigations Jerome Poole Allegedly Recommends Unsuitable Securities
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Jerome Poole. According to his publicly available FINRA BrokerCheck report, Jerome Poole has been the subject of a customer dispute. Jerome Poole…
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Current Investigations Lawrence Delhagen Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Lawrence Delhagen. According to his publicly available FINRA BrokerCheck report, Lawrence Delhagen has been the subject of multiple customer disputes over…
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Current Investigations Sigma Financial Broker Joel Lagore Allegedly Mismanages His Customers’ Account
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joel Lagore. According to his publicly available FINRA BrokerCheck report, Joel Lagore is currently the subject of a pending customer complaint. Joel Lagore…
Read More Alternative Investment Suhail Khan Allegedly Recommends Unsuitable Alternative Investments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Suhail Khan. According to his publicly available FINRA BrokerCheck report, Suhail Khan has been the subject of a customer complaint. Suhail Khan…
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Current Investigations Theodore Coleman Allegedly Trades His Customers’ Accounts Excessively
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Theodore Coleman. According to his publicly available FINRA BrokerCheck report, Theodore Coleman has been the subject of multiple customer disputes over the…
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Current Investigations Frederick Olson Discharged from Oak Ridge Financial Services Group Following Allegations Of Negligence
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Frederick Olson. According to his publicly available FINRA BrokerCheck report, Frederick Olson has been the subject of a customer dispute. Frederick…
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Alternative Investment Oakes and Fosher Brings New Arbitration Cases Against United Development Funding III And IV
United Development Funding has been under investigation by the Securities and Exchange Commission since April 2014. United Development Funding IV, or UDF IV, and its predecessor, UDF III, are what are known as non-traded Real Estate Investment Trusts, or…
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Current Investigations Marc Korsch Allegedly Recommends Highly Unsuitable Annuity Switches
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Marc Korsch--a securities broker we have had dealings with in the past. Marc Korsch is a Florida based securities broker. He has worked in the securities…
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Current Investigations Charles Doraine Allegedly Engages In Excessive Product Switches
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Charles Doraine. According to his publicly available FINRA BrokerCheck report, Charles Doraine has been the subject of multiple customer disputes throughout…
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Current Investigations Craig Wakefield Allegedly Makes Unsuitable Investment Recommendations
Oakes & Fosher is presently investigating the possible misconduct of securities broker Craig Wakefield. According to his publicly available FINRA BrokerCheck report, he has been the subject of multiple customer disputes. Craig Wakefield is presently operating…
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