Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Patrick Dever Allegedly Purchases Unsuitable Securities
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Patrick Dever. According to his publicly available FINRA BrokerCheck report, Patrick Dever has been the subject of multiple customer disputes. Patrick Dever…
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Current Investigations Robert Yasnis Allegedly Churns A Customer's Account
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of securities broker Robert Yasnis. According to his publicly available FINRA BrokerCheck report, Robert Yasnis has been the subject of multiple customer…
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Current Investigations Paul Mauro Sanctioned By The Massachusetts Securities Division
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Paul Mauro. According to his publicly available FINRA BrokerCheck report, Paul Mauro has been sanctioned by the Massachusetts Securities Division. Paul…
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Current Investigations Phillip A. Noto II and Barry T. Eisenberg Censured by the Securities and Exchange Commission
Phillip A. Noto II and Barry T. Eisenberg were both censured by the Securities and Exchange Commission on June 29th, 2018. Both men are managers at a securities brokerage firm known as Alexander Capital L.P. Three of the firm’s brokers have been charged with…
Read More Current Investigations Lawrence Fawcett Allegedly Churns His Customers' Accounts
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Lawrence Fawcett. According to his publicly available FINRA BrokerCheck report, Lawrence Fawcett has been the subject of multiple customer disputes.…
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Current Investigations John H. Russell Allegedly Makes Fraudulent And Negligent Misrepresentations
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker John H. Russell. According to his publicly available FINRA BrokerCheck report, John H. Russell has been the subject of multiple customer disputes. John H.…
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Current Investigations Scott Palmer Allegedly Makes Numerous Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Scott Palmer. According to his publicly available FINRA BrokerCheck report, Scott Palmer has been the subject of numerous customer disputes. Scott…
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Current Investigations Domingo Gonzalez Allegedly Deposits Client's Check Into His Personal Account
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Domingo Gonzalez. According to his publicly available FINRA BrokerCheck report, Domingo Gonzalez has been the subject of a FINRA sanction Domingo…
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Current Investigations William Brunner Allegedly Churns Multiple Customers' Accounts
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker William Brunner. According to his publicly available FINRA BrokerCheck report, William Brunner has been the subject of multiple customer disputes.…
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Current Investigations Laura Ortega Shean Barred by FINRA
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Laura Ortega Shean. According to her publicly available FINRA BrokerCheck report, Laura Ortega Shean has been the subject of a FINRA sanction. Laura…
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Current Investigations Ahmed Gheith Allegedly Engages In Unauthorized Private Securities Transactions
The law firm of Oakes & Fosher is currently investigating the possible misconduct of securities broker Ahmed Gheith. According to his publicly available FINRA BrokerCheck report, Ahmed Gheith has been the subject of a customer dispute and a FINRA sanction.…
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Current Investigations John Paul Mazza Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker John Paul Mazza. According to his publicly available FINRA BrokerCheck report, John Paul Mazza has been the subject of multiple customer disputes.…
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