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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Nov 01
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Leslie Koonce Barred By FINRA For Allegedly Recommending Unapproved Promissory Notes

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Leslie Koonce. According to his publicly available FINRA BrokerCheck report, Leslie Koonce has…
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Nov 01
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Brian Travers Barred By FINRA Following Allegations That He Took Part In An Undisclosed Outside Business Activity

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Brian Travers. According to his publicly available FINRA BrokerCheck report, Brian Travers has…
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Nov 01
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Joeann Walker Barred By FINRA Following Allegations Of Purchasing Unsuitable Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Joeann Walker. According to her publicly available FINRA BrokerCheck report, Joeann Walker has…
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Nov 01
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Charles Lynch Jr. Allegedly Recommends Energy Sector Securities To Countless Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Charles Lynch Jr. According to his publicly available FINRA BrokerCheck report, Charles Lynch…
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Oct 30
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Jermaine Joseph Allegedly Co-Mingles Customer Funds With His Own Personal Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jermaine Joseph. According to his publicly available FINRA BrokerCheck report, Jermaine Joseph has…
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Oct 30
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John William Bernard Allegedly Engages In Discretionary Trading Without Proper Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John William Bernard. According to his publicly available FINRA BrokerCheck report, John William…
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Oct 30
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Shannon Lewis Allegedly Executes Over $1 Million In Outside Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Shannon Lewis. According to her publicly available FINRA BrokerCheck report, Shannon Lewis has…
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Oct 30
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Gary Gray Allegedly Exercises Discretion Without The Proper Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gary Gray. According to his publicly available FINRA BrokerCheck report, Gary Gray has…
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Oct 30
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Benjamin Herauf Allegedly Forges A Customer’s Signature

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Benjamin Herauf. According to his publicly available FINRA BrokerCheck report, Benjamin Herauf has…
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Oct 25
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AdobeStock 11323183

Nolan Dudley Baird Jr. Allegedly Engages In Discretionary Trading Without Proper Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Nolan Dudley Baird Jr. According to his publicly available FINRA BrokerCheck report, Nolan Dudley…
Read More
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