Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Mark Jensen Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Mark Jensen. According to his publicly available FINRA BrokerCheck report, Mark Jensen had been the subject of multiple customer disputes. Mark Jensen was a…
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Current Investigations Erik Drewes Allegedly Excessively Trades Customer Accounts
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Erik Drewes. According to his publicly available FINRA BrokerCheck report, Erik Drewes has been the subject of multiple customer disputes over the course of…
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Current Investigations How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN (SMHD)
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these UBS ETNs that were titled ETRACs. This specific product was called…
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Current Investigations How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS 2x Monthly Leveraged Alerian MLP Infrastructure Index ETN (MLPQ)
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these UBS ETNs that were titled ETRACs. This specific product was called…
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Current Investigations How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS Monthly Pay 2xLeveraged MSCI US REIT INDEX ETN (LRET)
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these UBS ETNs that were titled ETRACs. This specific product was called…
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Current Investigations How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN (MRRL)
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these UBS ETNs that were titled ETRACs. This specific product was called…
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Current Investigations How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN (MORL)
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these UBS ETNs that were titled ETRACs. This specific product was called…
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Current Investigations How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS 2xLeveraged Long Wells Fargo Business Development Company ETN (LBDC)
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these UBS ETNs that were titled ETRACs. This specific product was called…
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Current Investigations How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS 2xLeveraged Long Wells Fargo Business Development Company Index ETN (BDCL)
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these UBS ETNs that were titled ETRACs. This specific product was called…
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Current Investigations How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN (CEFZ)
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these UBS ETNs that were titled ETRACs. This specific product was called…
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Current Investigations How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN (CEFL)
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these UBS ETNs that were titled ETRACs. This specific product was called…
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Current Investigations How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS Monthly Pay 2xLeveraged Diversified High Income ETN (DVHL)
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these UBS ETNs that were titled ETRACs. This specific product was called…
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