Current Investigations
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Barry Stocker Allegedly Engages In Willfull, Reckless, And Malicious Conduct
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Barry Stocker. According to his publicly available FINRA BrokerCheck report, Barry Stocker has been the subject of a customer dispute. Barry Stocker is a…
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Current Investigations Michael Todd Hogan Allegedly Misrepresents Products
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Todd Hogan. According to his publicly available FINRA BrokerCheck report, Michael Todd Hogan has been the subject of a customer dispute. Michael Todd…
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Current Investigations John Kettmann Allegedly Engages In Unauthorized Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Kettmann. According to his publicly available FINRA BrokerCheck report, John Kettmann has been the subject of a customer dispute. John Kettmann is a…
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Current Investigations Sharon Daggett Allegedly Misrepresents Puerto Rico Bonds As Insured
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Sharon Daggett. According to her publicly available FINRA BrokerCheck report, Sharon Daggett has been the subject of customer dispute. Sharon Daggett…
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Current Investigations Jay Wallinger Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jay Wallinger. According to his publicly available FINRA BrokerCheck report, Jay Wallinger has been the subject of a customer dispute. Jay Wallinger is a…
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Current Investigations Steven Musser Allegedly Makes Unsuitable Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Steven Musser. According to his publicly available FINRA BrokerCheck report, Steven Musser has been the subject of multiple customer disputes. Steven Musser…
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Current Investigations David Schmerber Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker David Schmerber. According to his publicly available FINRA BrokerCheck report, David Schmerber has been the subject a customer dispute. David Schmerber is an…
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Current Investigations Tom Parks Allegedly Recommends Various Types Of Illiquid And Speculative Securities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Tom Parks. According to his publicly available FINRA BrokerCheck report, Tom Parks has been the subject of numerous customer disputes---most of which…
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Current Investigations John Bryant Discharged From Wells Fargo
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Bryant. According to his publicly available FINRA BrokerCheck report, John Bryant has been the subject of a customer dispute. John Bryant is a New York…
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Current Investigations Andrew Bloom Allegedly Omits Material Facts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Andrew Bloom. According to his publicly available FINRA BrokerCheck report, Andrew Bloom has been the subject of multiple customer disputes over the course…
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Current Investigations Sam Pieh Allegedly Engages In Excessive Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Sam Pieh. According to his publicly available FINRA BrokerCheck report, Sam Pieh has been the subject of multiple customer disputes over the course of his…
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Current Investigations John Saunders Allegedly Fails To Diversify
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Saunders. According to his publicly available FINRA BrokerCheck report, John Saunders has been the subject of multiple customer disputes over the course…
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