The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Barry Stocker. According to his publicly available FINRA BrokerCheck report, Barry Stocker has been the subject of a customer dispute.

Barry Stocker is a Pennsylvania based securities broker. He has worked in the securities industry for thirteen years. During his career, he has been registered with three different securities firms.

His Registrations

  • Citigroup Global Markets (2005-2009)
  • Morgan Stanley (2009-2012)
  • Stifel, Nicolaus & Company (2012-Present)

The Allegations

In January 2017, customers alleged that Barry Stocker engaged in willful, reckless, and malicious conduct, as well as civil conspiracy, and fraud. This case was settled for $157,500 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Barry Stocker, please contact Oakes & Fosher for a free and private consultation.