Current Investigations
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Richard Seefried Allegedly Recommends Unsuitable Convertible Notes
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Richard Seefried. According to his publicly available FINRA BrokerCheck report, Richard Seefried has been the subject of a FINRA sanction. Richard…
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Current Investigations Bill Libardoni Allegedly Recommends An Unsuitable Variable Annuity
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Bill Libardoni. According to his publicly available FINRA BrokerCheck report, Bill Libardoni has been the subject of multiple customer disputes. Bill…
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Current Investigations Timothy Hunter Allegedly Makes Unsuitable Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Timothy Hunter. According to his publicly available FINRA BrokerCheck report, Timothy Hunter has been the subject of a customer dispute. Timothy Hunter is a…
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Current Investigations David Pappas Allegedly Executes Unauthorized Trades
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker David Pappas. According to his publicly available FINRA BrokerCheck report, David Pappas has been the subject of multiple customer disputes. David Pappas is…
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Current Investigations Perry Gallagher Allegedly Makes Material Misrepresentations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Perry Gallagher. According to his publicly available FINRA BrokerCheck report, Perry Gallagher has been the subject of multiple customer disputes. Perry…
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Current Investigations Mark David Kemp Allegedly Fails To Disclose Annuity Fees
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mark David Kemp. According to his publicly available FINRA BrokerCheck report, Mark David Kemp has been the subject of a customer dispute. Mark David Kemp is…
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Current Investigations Ruben Frezzotti Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ruben Frezzotti. According to his publicly available FINRA BrokerCheck report, Ruben Frezzotti has been the subject of multiple customer disputes over the…
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Current Investigations Hector May Allegedly Defrauds Numerous Customers Through A Multi-Million Dollar Ponzi-Scheme
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Hector May. According to his publicly available FINRA BrokerCheck report, Hector May has been the subject of multiple customer complaints and…
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Current Investigations Thomas McDavid Allegedly Recommends An Unsuitable Options Trading Strategy
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas McDavid. According to his publicly available FINRA BrokerCheck report, Thomas McDavid has been the subject of a customer dispute. Thomas McDavid is a…
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Current Investigations William Heiden Allegedly Engages In Financial Elder Abuse
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker William Heiden. According to his publicly available FINRA BrokerCheck report, William Heiden has been the subject of numerous customer disputes.…
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Current Investigations Joel Webber Allegedly Misrepresents Income Benefit Riders For Variable Annuities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joel Weber. According to his publicly available FINRA BrokerCheck report, Joel Weber has been the subject of multiple customer disputes over the course of…
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Current Investigations John Forster Allegedly Transfers Funds Without Authorization
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Forster. According to his publicly available FINRA BrokerCheck report, John Forster has been the subject of multiple customer disputes over the course…
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