The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Kettmann. According to his publicly available FINRA BrokerCheck report, John Kettmann has been the subject of a customer dispute.

John Kettmann is a California based securities broker. He has worked in the securities industry for twenty-seven years. During his career, he has been registered with four different securities firms.

His Registrations

  • F.N. Wolf & Co. (1991)
  • Merrill Lynch (1991-1994, 2009-Present)
  • Morgan Stanley (1994-2004)
  • Banc of America Investment Services (2004-2009)

The Allegations

In May 2017, a customer alleged that John Kettmann engaged in unauthorized trading. This case was settled for $167,335 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with John Kettmann, please contact Oakes & Fosher for a free and private consultation.