Current Investigations

William Lancaster Barred By The Oklahoma Department Of Securities

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker William Lancaster. William Lancaster was an Oklahoma based securities broker. He worked in the securities industry for eighteen years. He spent his…

Joan Norton Allegedly Fails To Adequately Explain The Workings Of An Annuity

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joan Norton. According to her publicly available FINRA BrokerCheck report, Joan Norton has been the subject of multiple customer disputes over the course of…

James Willard Clark Allegedly Recommends Unsuitable Investments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker James Willard Clark. According to his publicly available FINRA BrokerCheck report, James Willard Clark has been the subject of multiple customer disputes.…

Mark Sachse Allegedly Provides Fraudulent Statements

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Sachse. According to his publicly available FINRA BrokerCheck report, Mark Sachse has been the subject of a customer dispute. Mark Sachse was a…

Brittney Sias Allegedly Breaches Her Fiduciary Duty

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Brittney Sias. According to her publicly available FINRA BrokerCheck report, Brittney Sias has been the subject of a customer dispute and a FINRA…

Bill Downing Allegedly Engages In Excessive Trading

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bill Downing. According to his publicly available FINRA BrokerCheck report, Bill Downing has been the subject of multiple customer disputes. Bill…

William Harvey Allegedly Executes Unauthorized Trades

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker William Harvey. According to his publicly available FINRA BrokerCheck report, William Harvey has been the subject of multiple customer disputes. William…

Charles Bloom Allegedly Makes Unsuitable Recommendations

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Charles Bloom. According to his publicly available FINRA BrokerCheck report, Charles Bloom has been the subject of multiple customer disputes. Charles…

Daniel Rozzi Allegedly Makes Material Misrepresentations And Omissions

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Daniel Rozzi. According to his publicly available FINRA BrokerCheck report, Daniel Rozzi has been the subject of multiple customer disputes. Daniel…

William Sines Allegedly Recommends An Investor Liquidate Their Annuity To Purchase Unsuitable Private Investments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker William Sines. According to his publicly available FINRA BrokerCheck report, William Sines has been the subject of multiple customer disputes. William Sines…

Edward Ashbaugh Allegedly Recommends Investments That Do Not Match The Conservative Risk Portfolio

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Edward Ashbaugh. According to his publicly available FINRA BrokerCheck report, Edward Ashbaugh has been the subject of multiple customer disputes. Edward…