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Oakes Fossher LLC Accounting firm st louis
Category

Current Investigations

Dec 18
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Ricardo Estrada Allegedly Engages In An Unapproved Outside Business Activity

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ricardo Estrada. According to his publicly available FINRA BrokerCheck report, Ricardo Estrada has…
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Dec 18
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Omer Ozeren Allegedly Exercises Discretion In Non-Discretionary Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Omer Ozeren. According to his publicly available FINRA BrokerCheck report, Omer Ozeren has…
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Dec 18
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AdobeStock 40515377

Kevin Yang Allegedly Exercises Discretion In Non-Discretionary Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kevin Yang. According to his publicly available FINRA BrokerCheck report, Kevin Yang has…
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Dec 18
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AdobeStock 89168969

Timothy Beall Allegedly Recommends Outside Investments Without Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Timothy Beall. According to his publicly available FINRA BrokerCheck report, Timothy Beall has…
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Dec 17
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Paul Taboada Barred By FINRA Following Alleged Fund Misappropriation

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Paul Taboada. According to his publicly available FINRA BrokerCheck report, Paul Taboada has…
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Dec 16
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AdobeStock 84267634 1

Matthew Singer Allegedly Misrepresents Options Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Matthew Singer. According to his publicly available FINRA BrokerCheck report, Matthew Singer has…
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Dec 16
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Gary Basralian Allegedly Converts Funds From Multiple Customers

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gary Basralian. According to his publicly available FINRA BrokerCheck report, Gary Basralian has…
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Dec 16
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AdobeStock 180008799

Stephen Woods Barred By FINRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of former securities broker Stephen Woods. According to his publicly available FINRA BrokerCheck report, Stephen…
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Dec 16
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AdobeStock 40515377

Dallas York Allegedly Converts Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dallas York. According to his publicly available FINRA BrokerCheck report, Dallas York has…
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Dec 16
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AdobeStock 41845221

Francisco Ortiz Allegedly Falsifies A Wire Transfer Request Form

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Francisco Ortiz. According to his publicly available FINRA BrokerCheck report, Francisco Ortiz has…
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