Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Hector Ramos Allegedly Recommended Unsuitable Investments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Hector Ramos. According to his publicly available FINRA BrokerCheck report, Hector Ramos was the subject of multiple customer disputes over the course of his…
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Current Investigations Bryant Caveness Allegedly Executes Unsuitable Discretionary Trades In Customer Accounts
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Bryant Caveness. According to his publicly available FINRA BrokerCheck report, Bryant Caveness was the subject of multiple customer disputes over the course…
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Current Investigations Leonard Marzocco Suspended By FINRA For Unsuitable Trading
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Leonard Marzocco. According to his publicly available FINRA BrokerCheck report, Leonard Marzocco was the subject of multiple customer disputes over the…
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Current Investigations Joe Allbright Suspended By FINRA For Allegedly Soliciting Private Investments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker George Schmidt. According to his publicly available FINRA BrokerCheck report, Joe Allbright was the subject of multiple customer disputes over the course of…
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Current Investigations Karl Foust Allegedly Misled Customers Into Purchasing Unsuitable Promissory Notes
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Karl Foust. According to his publicly available FINRA BrokerCheck report, Karl Foust was the subject of multiple customer disputes over the course of his…
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Current Investigations Marshall Isaacson Allegedly Breached His Fiduciary Duty
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Marshall Isaacson. According to his publicly available FINRA BrokerCheck report, Marshall Isaacson was the subject of multiple customer disputes over the…
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Current Investigations Money Concepts’ Ray Reese Allegedly Recommends GPB Capital Holdings Amid “Ponzi Scheme” Allegations
The law firm of Oakes & Fosher is currently interested in hearing from investors who believe they were financially harmed by an alternative asset management firm called GPB Capital Holdings, allegedly recommended by Money Concepts' Ray Reese. According to his…
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Current Investigations Kalos Capital’s Steve Perrmann Allegedly Recommends GPB Capital Holdings Amid “Ponzi Scheme” Allegations
The law firm of Oakes & Fosher is currently interested in hearing from investors who believe they were financially harmed by an alternative asset management firm called GPB Capital Holdings, allegedly recommended by Kalos Capital’s Steve Perrmann. According…
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Current Investigations Kalos Capital’s Michael Distler Allegedly Recommends GPB Capital Holdings Amid “Ponzi Scheme” Allegations
The law firm of Oakes & Fosher is currently interested in hearing from investors who believe they were financially harmed by an alternative asset management firm called GPB Capital Holdings, allegedly recommended by Kalos Capital’s Michael Distler. According…
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Current Investigations Kalos Capital’s John Moriarty Allegedly Recommends GPB Capital Holdings Amid “Ponzi Scheme” Allegations
The law firm of Oakes & Fosher is currently interested in hearing from investors who believe they were financially harmed by an alternative asset management firm called GPB Capital Holdings, allegedly recommended by Kalos Capital’s John Moriarty. According to…
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Current Investigations Steven Luftschein Allegedly Engages In Excessive Trading
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Steven Luftschein. According to his publicly available FINRA BrokerCheck report, Steven Luftschein was the subject of multiple customer disputes over the…
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Current Investigations David Fenning Allegedly Manages Customers’ Accounts With Negligence
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker David Fenning. According to his publicly available FINRA BrokerCheck report, David Fenning has been the subject of multiple customer disputes over the course…
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