The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Clement Chichester. According to his publicly available FINRA BrokerCheck report, Clement Chichester has been the subject of a customer dispute.

Clement Chichester was a California based securities broker. He worked in the securities industry for thirty-two years. During his career, he was registered with thirteen different securities firms. He is no longer working as a registered securities broker in any fashion.

His Registrations

  • Pruco Securities Corporation (1984-1994)
  • Great Western Financial Securities Corporation (1994-1997)
  • BA Investment Services (1997-1999)
  • WM Financial Services (1999-2000)
  • UBOC Investment Services (2001-2002)
  • National Planning Corporation (2002-2003)
  • Financial West Group (2003-2004)
  • Metropolitan Life Insurance Company (2005-2006)
  • MetLife Securities Inc. (2005-2006)
  • Cuna Brokerage Services (2006-2007)
  • Primevest Financial Services (2007-2010)
  • U.S. Bancorp Investments (2010-2011)
  • Western International Securities (2012-2017)

The Allegations

In March 2018, a customer alleged that Clement Chichester breached his fiduciary duty, made unsuitable investment recommendations, and made material misrepresentations & omissions. This case was settled for $100,000 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Clement Chichester, please contact Oakes & Fosher for a free and private consultation.