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Firm News & Case Results

Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.

Current Investigations
December 31, 2020

Adam Goodman Allegedly Executes Unauthorized Transactions

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Adam Goodman. According to his publicly available FINRA BrokerCheck report, Adam Goodman has been the subject of multiple customer disputes over the course…

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Alternative Investment
November 17, 2020

Non-Traded REIT Inland Real Estate’s Prices Fall In Secondary Market

Certain Non-Traded Real-Estate Investment Trusts (REITs) have fallen up to 80% from recent reported statement prices. A survey of two major secondary market makers for these products reflected that that secondary markets for their REITs had fallen to new…

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Alternative Investment
November 17, 2020

Non-Traded REIT Mackenzie Realty’s Prices Fall In Secondary Market

Certain Non-Traded Real-Estate Investment Trusts (REITs) have fallen up to 80% from recent reported statement prices. A survey of two major secondary market makers for these products reflected that that secondary markets for their REITs had fallen to new…

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Alternative Investment
November 12, 2020

Non-Traded REIT Carter Validus’ Prices Fall In Secondary Market

Certain Non-Traded Real-Estate Investment Trusts (REITs) have fallen up to 80% from recent reported statement prices. A survey of two major secondary market makers for these products reflected that that secondary markets for their REITs had fallen to new…

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Current Investigations
October 13, 2020

David Wilson Allegedly Misrepresents Investments

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker David Wilson. According to his publicly available FINRA BrokerCheck report, David Wilson has been the subject of multiple customer disputes over the course…

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Current Investigations
September 9, 2020

Jesse Kovacs Suspended By FINRA For Allegedly Participating In Private Securities Transactions

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Jesse Kovacs. According to his publicly available FINRA BrokerCheck report, Jesse Kovacs has been the subject of multiple customer disputes over the course…

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Current Investigations
September 9, 2020

Yvonne Nirelli Suspended By FINRA For Allegedly Executing Unauthorized Trades

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Yvonne Nirelli. According to her publicly available FINRA BrokerCheck report, Yvonne Nirelli has been the subject of multiple customer disputes over the…

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Current Investigations
September 8, 2020

Frank Venturelli Allegedly Executes Unsuitable Trades

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Frank Venturelli. According to his publicly available FINRA BrokerCheck report, Frank Venturelli was the subject of multiple customer disputes over the…

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Current Investigations
August 17, 2020

Sylvester Knox Suspended By FINRA For Allegedly Executing Unauthorized Discretionary Trades

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Sylvester Knox. According to his publicly available FINRA BrokerCheck report, Sylvester Knox was the subject of multiple customer disputes over the course of…

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Current Investigations
July 30, 2020

Albert Dishner Suspended By FINRA For Allegedly Executing Unauthorized Trades

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Albert Dishner. According to his publicly available FINRA BrokerCheck report, Albert Dishner has been the subject of multiple customer disputes over the…

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Current Investigations
July 30, 2020

Coastal Equities’ Luke Michael Johnson Allegedly Recommends GPB Capital Holdings Amid “Ponzi Scheme” Allegations

The law firm of Oakes & Fosher is currently interested in hearing from investors who believe they were financially harmed by an alternative asset management firm called GPB Capital Holdings, allegedly recommended by Coastal Equities' Luke Michael Johnson.…

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Current Investigations
July 27, 2020

William Aubrey Morrow Allegedly Recommends Unsuitable Investments

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker William Aubrey Morrow. According to his publicly available FINRA BrokerCheck report, William Aubrey Morrow has been the subject of multiple customer disputes…

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