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Firm News & Case Results

Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.

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October 7, 2022

Arkady Ginsburg Of Aegis Capital Corp Allegedly Engages In Excessive and Unsuitable Trading

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Arkady Ginsburg. According to his publicly available FINRA BrokerCheck report, Arkady Ginsburg has been the subject of multiple customer disputes over the…

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Current Investigations
October 7, 2022

Robert Wyla Melberth Of Aegis Capital Corp Allegedly Breaches Fiduciary Duty

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Wyla Melberth. According to his publicly available FINRA BrokerCheck report, Robert Melberth has been the subject of multiple customer disputes over…

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Current Investigations
October 4, 2022

Cory Bataan Of Aegis Capital Corp Allegedly Executes Unauthorized Trades

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Cory Bataan. According to his publicly available FINRA BrokerCheck report, Cory Bataan had been the subject of multiple customer disputes over the course of…

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Current Investigations
October 4, 2022

Ghazaleh Kayvan Ebrahimi of Aegis Capital Corp Allegedly Misrepresents Investments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ghazaleh Kayvan Ebrahimi. According to his publicly available FINRA BrokerCheck report, Ghazaleh Ebrahimi has been the subject of multiple customer disputes…

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Current Investigations
October 4, 2022

Gregory Spencer O’Brien of Aegis Capital Corp Allegedly Breaches Fiduciary Duty

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gregory Spencer O'Brien. According to his publicly available FINRA BrokerCheck report, Gregory O'Brien has been the subject of multiple customer disputes…

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Current Investigations
October 4, 2022

Teresa Bravo of Aegis Capital Corp Allegedly Recommends Unsuitable Puerto Rico Bonds

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Jorge Bravo. According to his publicly available FINRA BrokerCheck report, Teresa Bravo has been the subject of multiple customer disputes over the course of…

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Current Investigations
October 4, 2022

Jorge Bravo Of Aegis Capital Corp Allegedly Misrepresents Investments in Puerto Rico Municipal Bonds

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Jorge Bravo and Teresa Bravo. According to their publicly available FINRA BrokerCheck report, both have been the subject of multiple customer disputes over…

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Current Investigations
September 28, 2022

Franz Helmut Lambert Allegedly Churns Customers’ Accounts

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Franz Helmut Lambert. According to his publicly available FINRA BrokerCheck report, Franz Lambert had been the subject of multiple customer disputes over the…

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Current Investigations
August 30, 2022

Atlas Growth Partners Investors May Have Suffered Serious Damages

The law firm of Oakes & Fosher is currently interested in hearing from investors that believe they may have lost money investing with Atlas Growth Partners. There were many warning signs and red flags with these investments, and brokers that recommended these…

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Current Investigations
May 11, 2022

Andrew Bruce Elsoffer Allegedly Executes Unauthorized Trades

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Andrew Bruce Elsoffer. According to his publicly available FINRA BrokerCheck report, Andrew Elsoffer had been the subject of multiple customer disputes over…

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Current Investigations
May 5, 2022

Daniel Philip Raupp Allegedly Recommends Unsuitable Investments

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Daniel Philip Raupp. According to his publicly available FINRA BrokerCheck report, Daniel Raupp had been the subject of multiple customer disputes over the…

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Current Investigations
April 11, 2022

Joseph Michael Fedorko Allegedly Churns Customers’ Accounts

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Joseph Michael Fedorko. According to his publicly available FINRA BrokerCheck report, Joseph Fedorko had been the subject of multiple customer disputes over…

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