The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Kellar. According to his publicly available FINRA BrokerCheck report, John Kellar has been the subject of multiple customer disputes.
John Kellar is a Florida based securities broker. He has worked in the securities industry for thirty-three years. During his career, he has been registered with six different securities firms.
His Registrations
- Painewebber Incorporated (1985-1987)
- Raymond James & Associates (1987-1990)
- Morgan Keegan & Company (1990-1993)
- Dean Witter Reynolds (1992-1999)
- Prudential Securities Incorporated (1999-2003)
- Wells Fargo (2003-Present)
The Allegations
- In February 2004, a customer alleged that John Kellar made unsuitable investment recommendations and gave them overall unsuitable investment advice. This case was settled for $90,600 in damages.
- In April 2018, a customer alleged that their investment in CDs was not in his best interest as John Kellar allegedly did not take into account RMD’s and rising inflation. The alleged transgressions taking place between January and April of 2018.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with John Kellar, please contact Oakes & Fosher for a free and private consultation.
