The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mark David Kemp. According to his publicly available FINRA BrokerCheck report, Mark David Kemp has been the subject of a customer dispute.

Mark David Kemp is a Pennsylvania based securities broker. He has worked in the securities industry for twenty-nine years. During his career, he has been registered with seven different securities firms.

His Registrations

  • Pruco Securities (1989)
  • The Prudential Insurance Company of America (1989)
  • Franklin Financial Services Corporation (1990-1997)
  • MTL Equity Products (1997-1999)
  • The Advisors Group (1999)
  • Securities America (1999-2008)
  • National Planning Corporation (2008-2017)
  • LPL Financial (2017-Present)

The Allegations

In July 2018, a customer alleged that Mark David Kemp failed to adequately disclose the fees that accompanied the purchase of an annuity. This case is currently pending. The customer is seeking $90,000 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Mark David Kemp, please contact Oakes & Fosher for a free and private consultation.