The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mark David Kemp. According to his publicly available FINRA BrokerCheck report, Mark David Kemp has been the subject of a customer dispute.
Mark David Kemp is a Pennsylvania based securities broker. He has worked in the securities industry for twenty-nine years. During his career, he has been registered with seven different securities firms.
His Registrations
- Pruco Securities (1989)
- The Prudential Insurance Company of America (1989)
- Franklin Financial Services Corporation (1990-1997)
- MTL Equity Products (1997-1999)
- The Advisors Group (1999)
- Securities America (1999-2008)
- National Planning Corporation (2008-2017)
- LPL Financial (2017-Present)
The Allegations
In July 2018, a customer alleged that Mark David Kemp failed to adequately disclose the fees that accompanied the purchase of an annuity. This case is currently pending. The customer is seeking $90,000 in damages.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Mark David Kemp, please contact Oakes & Fosher for a free and private consultation.
