Current Investigations
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Karen Paek Allegedly Submits Fictitious Annuity Applications
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Karen Paek. According to her publicly available FINRA BrokerCheck report, Karen Paek has been the subject of a FINRA sanction. Karen Paek was a…
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Current Investigations Theodore Hart Allegedly Mismanages A Customer’s Account
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Theodore Hart. According to his publicly available FINRA BrokerCheck report, Theordore Hart has been the subject of a customer dispute. Theodore Hart is a…
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Current Investigations William Michael Robertson Allegedly Fails To Disclose Associated Risks
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker William Michael Robertson. According to his publicly available FINRA BrokerCheck report, William Michael Robertson has been the subject of multiple…
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Current Investigations David Manor Allegedly Makes Material Misrepresentations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Manor. According to his publicly available FINRA BrokerCheck report, David Manor has been the subject of multiple customer disputes. David Manor…
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Current Investigations James Duffy Allegedly Recommends Unsuitable Puerto Rico Municipal Bonds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker James Duffy. According to his publicly available FINRA BrokerCheck report, James Duffy has been the subject of multiple customer disputes. James Duffy is a…
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Current Investigations Christian Reaney Allegedly Makes Unsuitable Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Christian Reaney. According to his publicly available FINRA BrokerCheck report, Christian Reaney has been the subject of a customer dispute. Christian…
Read More Current Investigations Thomas Gresham Allegedly Takes Part In Both Unsuitable And Excessive Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas Gresham. According to his publicly available FINRA BrokerCheck report, Thomas Gresham has been the subject of numerous customer disputes. Thomas…
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Current Investigations Matthew Rollins Allegedly Takes Part In Unauthorized Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Matthew Rollins. According to his publicly available FINRA BrokerCheck report, Matthew Rollins has been the subject of a customer dispute. Matthew Rollins is…
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Current Investigations Walter Olsson Allegedly Engages In Unapproved Outside Securities Transactions
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Walter Olsson. According to his publicly available FINRA BrokerCheck report, Walter Olsson has been the subject of multiple customer complaints.…
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Current Investigations Patti Barnes Allegedly Recommends An Unsuitable Annuity Switch
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Patti Barnes. According to her publicly available FINRA BrokerCheck report, Patti Barnes has been the subject of a customer dispute. Patti Barnes was…
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Current Investigations Larry Lavoice Terminated From Morgan Stanley
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Larry Lavoice. According to his publicly available FINRA BrokerCheck report, Larry Lavoice has been the subject of an employment termination. Larry Lavoice…
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Current Investigations Howard Genden Allegedly Recommends An Unsuitable Annuity
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Howard Genden. According to his publicly available FINRA BrokerCheck report, Howard Genden has been the subject of a customer dispute. Howard Genden is a New…
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