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Current Investigations

Thomas McDavid Allegedly Recommends An Unsuitable Options Trading Strategy

October 10, 2018

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas McDavid. According to his publicly available FINRA BrokerCheck report, Thomas McDavid has been the subject of a customer dispute.

Thomas McDavid is a Georgia based securities broker. He has worked in the securities industry for twenty years. During his career, he was registered with two different securities firms.

His Registrations


  • Merrill Lynch (1999-2012)

  • Morgan Stanley (2012-Present)


The Allegations

In March 2018, a customer alleged that Thomas McDavid recommended and misrepresented a highly unsuitable options trading strategy.

Oakes & Fosher Can Help

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Thomas McDavid, please contact Oakes & Fosher for a free and private consultation.

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