Howard Genden Allegedly Recommends An Unsuitable Annuity
October 11, 2018
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Howard Genden. According to his publicly available FINRA BrokerCheck report, Howard Genden has been the subject of a customer dispute.
Howard Genden is a New York based securities broker. He has worked in the securities industry for twenty-three years. During his career, he has been registered with six different securities firms.
His Registrations
- MetLife Securities (1994-1995)
- Metropolitan Life Insurance (1994-1995)
- Guardian Investor Services Corporation (1995-1998)
- Goldis Financial Group (1998-2001)
- American Portfolios Financial Services (2001-2018)
- Northridge Securities Corp. (2018-Present)
The Allegations
In December 2017, a customer alleged that Howard Genden made liquidations of client equities which carried capital gains charges. The customer also alleged that Howard Genden charged steep commissions, and recommended an unsuitable variable annuity. This case was settled for $150,000 in damages.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money investing in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Howard Genden, please contact Oakes & Fosher for a free and private consultation.
Related Case Results
Current Investigations How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS Monthly Pay 2xLeveraged Diversified High Income ETN (DVHL)
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these UBS ETNs that were titled ETRACs. This specific product was called…
Read More
Current Investigations Robert Kostigen Allegedly Recommends Unsuitable Variable Annuities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Kostigen. According to his publicly available FINRA BrokerCheck report, Robert Kostigen has been the subject of multiple customer disputes over the…
Read More
Current Investigations Clint Keener Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Clint Keener. According to his publicly available FINRA BrokerCheck report, Clint Keener has been the subject customer complaints and FINRA sanctions.…
Read More
Current Investigations Andrew Corbman Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Andrew Corbman. According to his publicly available FINRA BrokerCheck report, Andrew Corbman has been the subject of numerous customer disputes.…
Read More
Current Investigations Daniel Maughan Allegedly Churns His Customer’s Trust Account
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Daniel Maughan. According to his publicly available FINRA BrokerCheck report, Daniel Maughan has been the subject of multiple customer disputes.…
Read More
Current Investigations William Evans IV Allegedly Engages In Financial Elder Abuse
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker William Evans IV. According to his publicly available FINRA BrokerCheck report, William Evans IV is the subject of a customer dispute. William Evans…
Read MoreDo You Suspect Investment Fraud? We Can Help
Contact us today to discuss your situation and begin the process of financial recovery. Consultations are 100% free and confidential.