Current Investigations

Jermaine Joseph Allegedly Co-Mingles Customer Funds With His Own Personal Funds

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jermaine Joseph. According to his publicly available FINRA BrokerCheck report, Jermaine Joseph has been the subject of a FINRA sanction. Jermaine…

John William Bernard Allegedly Engages In Discretionary Trading Without Proper Authorization

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John William Bernard. According to his publicly available FINRA BrokerCheck report, John William Bernard has beeen the subject of customer disputes…

Shannon Lewis Allegedly Executes Over $1 Million In Outside Securities Transactions

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Shannon Lewis. According to her publicly available FINRA BrokerCheck report, Shannon Lewis has been the subject of a FINRA sanction. Shannon Lewis was…

Gary Gray Allegedly Exercises Discretion Without The Proper Authorization

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gary Gray. According to his publicly available FINRA BrokerCheck report, Gary Gray has been the subject of a FINRA sanction. Gary Gray was a Nevada…

Benjamin Herauf Allegedly Forges A Customer’s Signature

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Benjamin Herauf. According to his publicly available FINRA BrokerCheck report, Benjamin Herauf has been the subject of a FINRA sanction. Benjamin…

Nolan Dudley Baird Jr. Allegedly Engages In Discretionary Trading Without Proper Authorization

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Nolan Dudley Baird Jr. According to his publicly available FINRA BrokerCheck report, Nolan Dudley Baird Jr. has been the subject of a FINRA sanction and a…

Joseph Abbate Allegedly Engages In Discretionary Trading Without The Proper Authorization

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Joseph Abbate. According to his publicly available FINRA BrokerCheck report, Joseph Abbate has been the subject of multiple customer disputes. Joseph…

Michael Speer Allegedly Fails To Explain The Illiquidity Of Non-Traded REITs

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Speer. According to his publicly available FINRA BrokerCheck report, Michael Speer has been the subject of multiple customer disputes. Michael…

Jerry Raines Allegedly Invests Numerous Customers In The Highly Unsuitable Woodbridge Mortgage Investment Funds

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jerry Raines. According to his publicly available FINRA BrokerCheck report, Jerry Raines has been the subject of numerous customer complaints all in…

Naomi Johnson Allegedly Breaches Her Fiduciary Duty

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Naomi Johnson. According to her publicly available FINRA BrokerCheck report, Naomi Johnson has been the subject of multiple customer disputes over the course…

Grover Hinebaugh Allegedly Makes Unsuitable Recommendations

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Grover Hinebaugh. According to his publicly available FINRA BrokerCheck report, Grover Hinebaugh has been the subject of multiple customer complaints. Grover…