The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Theodore Hart. According to his publicly available FINRA BrokerCheck report, Theordore Hart has been the subject of a customer dispute.

Theodore Hart is a Washington DC based securities broker. He has worked in the securities industry for thirty-one years. During his career, he has been registered with four different securities firms.

His Registrations

  • ISFA Corporation (1987-1988)
  • Sheraton Lehman Hutton (1989)
  • Morgan Stanley (1989-2007, 2009-Present)
  • Citigroup Global Markets (2007-2009)

The Allegations

In January 2018, a customer alleged his accounts were mismanaged and over-weighted in oil and natural resources by Theodore Hart. This case is currently pending. The customer is seeking an undisclosed amount in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or fraud. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Theodore Hart, please contact Oakes & Fosher for a free and private consultation.