Theodore Hart Allegedly Mismanages A Customer’s Account
October 22, 2018
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Theodore Hart. According to his publicly available FINRA BrokerCheck report, Theordore Hart has been the subject of a customer dispute.
Theodore Hart is a Washington DC based securities broker. He has worked in the securities industry for thirty-one years. During his career, he has been registered with four different securities firms.
His Registrations
- ISFA Corporation (1987-1988)
- Sheraton Lehman Hutton (1989)
- Morgan Stanley (1989-2007, 2009-Present)
- Citigroup Global Markets (2007-2009)
The Allegations
In January 2018, a customer alleged his accounts were mismanaged and over-weighted in oil and natural resources by Theodore Hart. This case is currently pending. The customer is seeking an undisclosed amount in damages.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or fraud. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Theodore Hart, please contact Oakes & Fosher for a free and private consultation.
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