The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Larry Lavoice. According to his publicly available FINRA BrokerCheck report, Larry Lavoice has been the subject of an employment termination.

Larry Lavoice is a New York based securities broker. He has worked in the securities industry for twenty-seven years. During his career, he has been registered with five different securities firms.

His Registrations

  • Merrill Lynch (1991-1997)
  • Salmon Smith Barney (1997-2002)
  • UBS Financial Services (2002-2010)
  • Morgan Stanley (2010-2018)
  • Revere Securities (2017-Present)

The Allegations

Larry Lavoice’s employment with Morgan Stanley ended in termination. In December 2017, he was discharged from his position there following allegations that he executed transactions for non-discretionary client accounts without speaking to said clients beforehand in every case.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Larry Lavoice, please contact Oakes &Fosher for a free and private consultation.