Firm News &amp; Case Results

Pavel Shklyar Barred By FINRA

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Pavel Shklyar. According to his publicly available FINRA BrokerCheck report, Pavel Shklyar has been the subject of a FINRA sanction. Pavel Shklyar…

Jeffrey Palish Barred By FINRA For Alleged Fund Conversion

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jeffrey Palish. According to his publicly available FINRA BrokerCheck report, Jeffrey Palish has been the subject of a FINRA sanction. Jeffrey Palish…

Darrell Rideaux Allegedly Recommends Unapproved Private Placements

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Darrell Rideaux. According to his publicly available FINRA BrokerCheck report, Darrell Rideaux has been the subject of customer disputes and a FINRA…

Jimmy Moscoso Allegedly Converts $20,000 From An Elderly Customer For Personal Use

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jimmy Moscoso. According to his publicly available FINRA BrokerCheck report, Jimmy Moscoso has been the subject of a FINRA sanction. Jimmy Moscoso was…

James Meagher Barred By FINRA Following Allegations That He Took Part In Two Separate Fraudulent Schemes

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Meagher. According to his publicly available FINRA BrokerCheck report, James Meagher has been the subject of a FINRA sanction. James Meagher was…

Brian Lawrence Stephan Allegedly Executes Unsuitable Mutual Fund Purchases To Increase His Commissions

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Brian Lawrence Stephan. According to his publicly available FINRA BrokerCheck report, Brian Lawrence Stephan has been the subject of a FINRA sanction.…

James Cordier Loses Investor Funds Through His Hedge Fund Designed For Naked Option Selling

James Cordier founded and ran a hedge fund designed for naked option selling. What an option is, is giving an investor the right to buy or sell a security within a specific time period. The investor is not obligated to buy or sell. When options are not bound…

John Cutshall Allegedly Converts Funds From Deceased Customers’ Trusts

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Cutshall. According to his publicly available FINRA BrokerCheck report, John Cutshall has been the subject of a FINRA sanction. John Cutshall was…

David Unsworth Jr. Suspended By FINRA Following Allegations Of Engaging In Unauthorized Private Securities Transactions

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Unsworth Jr. According to his publicly available FINRA BrokerCheck report, David Unsworth has been the subject of a FINRA sanction. David…

Earle Tingley Allegedly Accepts A $35,000 Loan From A Customer

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Earle Tingley. According to his publicly available FINRA BrokerCheck report, Earle Tingley has been the subject of a FINRA sanction. Earle Tingley was…

Jonathan Iraggi Allegedly Exercises Discretion Without The Proper Authorization

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jonathan Iraggi. According to his publicly available FINRA BrokerCheck report, Jonathan Iraggi has been the subject of a FINRA sanction. Jonathan…