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Category

Current Investigations

Apr 04
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Paul Blum Allegedly Recommends High-Risk Energy Sector Corporate Bonds To Numerous Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of former securities broker Paul Blum. According to his publicly available FINRA BrokerCheck report, Paul Blum has…
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Apr 04
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AdobeStock 127594546

Robert Stefanelli Allegedly Churns His Client’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Stefanelli. According to his publicly available FINRA BrokerCheck report, Robert Stefanelli has been…
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Apr 04
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AdobeStock 89168969

Jesus Rodriguez Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jesus Rodriguez. According to his publicly available FINRA BrokerCheck report, Jesus Rodriguez has…
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Apr 04
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AdobeStock 130231971

Jimmy Makris Allegedly Recommends Unsuitable Investments To Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jimmy Makris. According to his publicly available FINRA BrokerCheck report, Jimmy Makris has…
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Apr 04
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AdobeStock 169556616

Leon Rehak Accused Of Excessive Trading, Churning, Fraud, And More

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is currently investigating the possible negligence and/or misconduct of securities broker Leon Rehak. According to his publicly available FINRA BrokerCheck report, Leon Rehak has been the subject…
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Apr 04
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AdobeStock 74888921

Timothy Vanlohuizen Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Timothy Vanlohuizen. According to his publicly available FINRA BrokerCheck report, Timothy Vanlohuizen has been…
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Apr 03
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AdobeStock 190031926

Jeffrey Cadan Allegedly Trades His Customer’s Accounts Excessively

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jeffrey Cadan. According to his publicly available FINRA BrokerCheck report, Jeffrey Cadan has…
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Apr 03
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AdobeStock 1800313 1

Travis Dillard Allegedly Recommends Unsuitable Equities To Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Travis Dillard. According to his publicly available FINRA BrokerCheck report, Travis Dillard has been…
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Apr 03
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AdobeStock 92679503

Arthur Hoffman Allegedly Executed Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Arthur Hoffman. According to his publicly available FINRA BrokerCheck report, Arthur Hoffman has been…
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Apr 03
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AdobeStock 104807874

Richard Heuberger Allegedly Makes Material Misrepresentations About Tenancy In Common Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Richard Heuberger. According to his publicly available FINRA BrokerCheck report, Richard Heuberger has been…
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