Skip to main content
← Back to Blog
Current Investigations

Brian Palkowitsh Allegedly Misrepresents Products To Customers And Beneficiaries

March 8, 2019

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Brian Palkowitsh. According to his publicly available FINRA BrokerCheck report, Brian Palkowitsh has been the subject of multiple customer disputes over the course of his career.

Brian Palkowitsh is a Kansas based securities broker. He has worked in the securities industry for twenty-four years. During his career, he has been registered with two different securities firms.

His Registrations


  • Transamerica Financial Advisors (1996-2014)

  • Ameriprise Financial Services (2014-Present)


The Allegations

  • In February 2014, a customer alleged that Brian Palkowitsh misrepresented how the rate of return would affect the contract value, the timing of future deposits, and how the withdrawals would affect the contract. This case was settled for $147,500 in damages.

  • In April 2018, a claimant alleged that Brian Palkowitsh misrepresented their product, in that the $600,000 death benefit would be paid upon client's death regardless of withdrawals taken prior. This case was settled for $195,000 in damages.


Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages. Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Brian Palkowitsh, please contact Oakes & Fosher for a free and private consultation. Oakes & Fosher handles cases on a contingency basis, which means there are no fees charged unless we collect for you.

Related Case Results

Current Investigations
October 22, 2018

James Duffy Allegedly Recommends Unsuitable Puerto Rico Municipal Bonds

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker James Duffy. According to his publicly available FINRA BrokerCheck report, James Duffy has been the subject of multiple customer disputes. James Duffy is a…

Read More
Current Investigations
August 23, 2019

Jeffrey Schwebach Allegedly Recommends A Highly Unsuitable Non-Traded REIT To Multiple Customers

The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Jeffrey Schwebach. According to his publicly available FINRA BrokerCheck report, Jeffrey Schwebach, has been the subject of a recent FINRA sanction.…

Read More
Current Investigations
October 21, 2019

Michael Scott Nixon Allegedly Pressures A Customer To Purchase An Unsuitable Equity-Indexed Annuity

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Scott Nixon. According to his publicly available FINRA BrokerCheck report, Michael Scott Nixon has been the subject of a customer dispute. Michael…

Read More
Current Investigations
March 19, 2019

Craig Mardany Allegedly Misrepresents Material Facts

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Craig Mardany. According to his publicly available FINRA BrokerCheck report, Craig Mardany has been the subject of a customer dispute during his career.…

Read More
Current Investigations
August 23, 2019

Michael Kamperman Allegedly Recommends Speculative Energy Sector Securities

The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Michael Kamperman. According to his publicly available FINRA BrokerCheck report, Michael Kamperman has been the subject of multiple customer…

Read More
Current Investigations
June 19, 2019

Anthony Diaz Allegedly Inflates Customers’ Net Worth

The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Anthony Diaz. According to his publicly available FINRA BrokerCheck report, Anthony Diaz has been the subject of numerous customer disputes. Anthony…

Read More

Do You Suspect Investment Fraud? We Can Help

Contact us today to discuss your situation and begin the process of financial recovery. Consultations are 100% free and confidential.