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Category

Current Investigations

May 01
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Andrew Corbman Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Andrew Corbman. According to his publicly available FINRA BrokerCheck report, Andrew Corbman has…
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May 01
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Raymond Pirrello Allegedly Executes Trades Without Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Raymond Pirrello. According to his publicly available FINRA BrokerCheck report, Raymond Pirrello has…
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Apr 30
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David Seigerman Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Seigerman. According to his publicly available FINRA BrokerCheck report, David Seigerman has…
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Apr 30
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John E. Burns Suspended By FINRA Following Allegations Of Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John E. Burns. According to his publicly available FINRA BrokerCheck report, John E.…
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Apr 30
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Kevin Barbalace Allegedly Misrepresents Risks Associated With A High-Risk Private Placement

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kevin Barbalace. According to his publicly available FINRA BrokerCheck report, Kevin Barbalace has…
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Apr 24
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Paul Alexander Jr. Allegedly Engages In Excessive And Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Paul Alexander Jr. According to his publicly available FINRA BrokerCheck report, Paul Alexander…
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Apr 24
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Dwarka Persaud Allegedly Churns Multiple Customers’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dwarka Persaud. According to his publicly available FINRA BrokerCheck report, Dwarka Persaud has…
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Apr 24
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Rafael Golan Allegedly Recommended Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Rafael Golan. According to his publicly available FINRA BrokerCheck report, Rafael Golan has…
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Apr 19
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Marcus Boggs Allegedly Misappropriates Customer Funds To Pay His Personal Credit Card Bill

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Marcus Boggs. According to his publicly available FINRA BrokerCheck report, Marcus Boggs has…
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Apr 19
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James Schwartz Barred By FINRA Following Allegations Of Churning

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Schwartz. According to his publicly available FINRA BrokerCheck report, James Schwartz has…
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