Skip to main content
Hit enter to search or ESC to close
Close Search
oakes & fosher, llc logo
search
Menu
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
  • search
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
Oakes Fossher LLC Accounting firm st louis
Category

Current Investigations

Mar 30
Love0
featured blog image oakes fosher5

William Athas Allegedly Engages In Churning

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker William Athas. According to his publicly available FINRA BrokerCheck report, William Athas has been…
Read More
Mar 30
Love0
AdobeStock 89168969

Richard Frith Allegedly Engages In Deceptive Business Practices

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Richard Frith. According to his publicly available FINRA BrokerCheck report, Richard Frith has been…
Read More
Mar 30
Love0
AdobeStock 74888921

Joe Pazmino Allegedly Engages In Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joe Pazmino. According to his publicly available FINRA BrokerCheck report, Joe Pazmino has been…
Read More
Mar 29
Love0
AdobeStock 82433370

Daniel Lauletta Accused Of Negligence

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Daniel Lauletta. According to his publicly available FINRA BrokerCheck report, Daniel Lauletta has been…
Read More
Mar 29
Love0
AdobeStock 65075816

Mark Lamendola Barred By FINRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Lamendola. According to his publicly available FINRA BrokerCheck report, Mark Lamendola has…
Read More
Mar 29
Love0
AdobeStock 16472899

Eric Wegner Allegedly Omits Material Facts In Connection With TIC Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Eric Wegner. According to his publicly available FINRA BrokerCheck report, Eric Wegner has been…
Read More
Mar 29
Love0
AdobeStock 69409122

Charles Obryant Allegedly Invests Clients Unsuitably

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Charles Obryant. According to his publicly available FINRA BrokerCheck report, Charles Obryant has…
Read More
Mar 29
Love0
AdobeStock 4796565

Christian Troche Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Christian Troche. According to his publicly available FINRA BrokerCheck report, Christian Troche has…
Read More
Mar 29
Love0
AdobeStock 117784175

Gary Guglielmo Allegedly Trades A Customer’s Account Excessively

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gary Guglielmo. According to his publicly available FINRA BrokerCheck report, Gary Guglielmo has been…
Read More
Mar 29
Love0
AdobeStock 24260155

Jonathan Ellefson Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jonathan Ellefson. According to his publicly available FINRA BrokerCheck report, Jonathan Ellefson has been…
Read More
  • Previous
  • 1
  • …
  • 64
  • 65
  • 66
  • 67
  • 68
  • …
  • 147
  • Next

contact usawards & settlementsour attorneysclient testimonialsfirm news

Contact Us

Address: 1401 S Brentwood Blvd #250, St. Louis, MO 63144 | Phone:  (314) 428-7600  Fax: (314) 428-7604

© 2026 Oakes & Fosher Law. All Rights Reserved. | Privacy Policy & Terms Of Use | Disclaimer | Sitemap