Current Investigations
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Marc Linsky Allegedly Violates The Pennsylvania Securities Act
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Marc Linsky. According to his publicly available FINRA BrokerCheck report, Marc Linky is the subject of a pending customer complaint. Marc Linsky is a New…
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Current Investigations Robert Allan Mann Allegedly Engages In Unsuitable Investment Practices
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Allan Mann. According to his publicly available FINRA BrokerCheck report, Robert Allan Mann has been the subject of multiple customer disputes over…
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Current Investigations Scott Ozer Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Scott Ozer. According to his publicly available FINRA BrokerCheck report, Scott Ozer is currently the subject of a pending customer dispute. Scott Ozer is a…
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Current Investigations Ernest Sean Mishne Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ernest Sean Mishne. According to his publicly available FINRA BrokerCheck report, Ernest Sean Mishne has been the subject of multiple complaints over the…
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Current Investigations Edward Rudiger Allegedly Engages In Excessive Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Edward Rudiger. According to his publicly available FINRA BrokerCheck report, Edward Rudiger has been the subject of multiple customer disputes over the…
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Alternative Investment Business Development Corp. Of America
Business Development Corp. Of America Business Development Corp. of America is an alternative type of investment known as a non-traded business development company, or BDC. It was formed in Maryland in 2010. The company’s objective was to provide private…
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Current Investigations Eric Zakarin Allegedly Engages In Churning
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Eric Zakarin. According to his publicly available FINRA BrokerCheck report, Eric Zakarin has been the subject of multiple customer disputes. Eric…
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Current Investigations James Dresselaers Allegedly Recommends Highly Unsuitable Non-Traditional ETFs
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Dresselaers. According to his publicly available FINRA BrokerCheck report, James Dresselaers has been the subject of multiple customer disputes…
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Current Investigations Ezri Shechter Allegedly Has Customers Sign Blank Discretionary Trading Forms
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ezri Shechter. According to his publicly available FINRA BrokerCheck report, Ezri Shechter was the subject of multiple customer complaints over the…
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Current Investigations John Borsellino Allegedly Allows Customers To Incur Unnecessary Fees
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Borsellino. According to his publicly available FINRA BrokerCheck report, John Borsellino has been the subject of multiple customer complaints.…
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Current Investigations Gerald Coyne Alleged Makes Material Misrepresentations About Variable Annuities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gerald Coyne. According to his publicly available FINRA BrokerCheck report, Gerald Coyne has been the subject of a customer dispute and a FINRA…
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Current Investigations Lance Armstrong Allegedly Solicits Loans From Member Firm Customers
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Lance Armstrong. According to his publicly available FINRA BrokerCheck report, Lance Armstrong has been the subject of a FINRA sanction. Lance…
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