Current Investigations

Mark Cline Allegedly Invests Numerous Customers In Securities They Are Not Financially Suited For

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mark Cline. According to his publicly available FINRA BrokerCheck report, Mark Cline has been the subject of numerous customer disputes in his career. Mark…

Gregory Hill Allegedly Fails To Conduct The Necessary Due Diligence

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gregory Hill. According to his publicly available FINRA BrokerCheck report, Gregory Hill is currently the subject of a pending customer dispute. Gregory Hill…

Gene Esplin Allegedly Recommends Unsuitable Alternative Investments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gene Esplin. According to his publicly available FINRA BrokerCheck report, Gene Esplin has been the subject of a customer dispute. Gene Esplin worked…

Scott Fairchild Allegedly Recommends Unsuitable Alternative Investments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Scott Fairchild. According to his publicly available FINRA BrokerCheck Report, Scott Fairchild has been the subject of multiple customer complaints over the…

Jeffrey Rand Miller Allegedly Breaches Contract

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jeffrey Rand Miller. According to his publicly available FINRA BrokerCheck report, Jeffrey Rand Miller has been the subject of a customer dispute in his…

Henry Klausman Allegedly Mismanages Customer Accounts

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Henry Klausman. According to his publicly available FINRA BrokerCheck report, Henry Klausman has been the subject of multiple customer disputes. Henry…

Aaron Brodt Allegedly Fails To Conduct The Necessary Due Diligence

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Aaron Brodt. According to his publicly available FINRA BrokerCheck report, Aaron Brodt has been the subject of multiple customer disputes. Aaron Brodt…

James Kirchner Allegedly Recommends Unsuitable Private Placements

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Kirchner. According to his publicly available FINRA BrokerCheck report, James Kirchner has been the subject of multiple customer disputes. James…

Jason Labelle Allegedly Makes Material Misrepresentations About A Promissory Note

The law firm of Oakes & Fosher is investigating the alleged misconduct of former securities broker Jason Labelle. According to his publicly available FINRA BrokerCheck report, Jason Labelle has been the subject of a customer dispute. Jason Labelle was a…

Jay Weil Allegedly Chooses Investments Based On Commissions

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jay Weil. According to his publicly available FINRA BrokerCheck report, Jay Weil has been the subject of a customer dispute. Jay Weil was a California…

Travis Lippmann Allegedly Makes Material Misrepresentations

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Travis Lippmann. According to his publicly available FINRA BrokerCheck report, Travis Lippmann has been the subject of multiple customer disputes over the…