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Current Investigations

Mar 19
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Robert Spiegel Allegedly Churns His Customers’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Spiegel. According to his publicly available FINRA BrokerCheck report, Robert Spiegel has…
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Mar 18
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AdobeStock 62088406

Julian Munoz Allegedly Issues Unsuitable Puerto Rico Bonds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Julian Munoz. According to his publicly available FINRA BrokerCheck report, Julian Munoz has been…
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Mar 18
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AdobeStock 66883101

Gabriel Hynes Allegedly Makes Material Misrepresentations About “Guaranteed” Dividends

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gabriel Hynes. According to his publicly available FINRA BrokerCheck report, Gabriel Hynes has…
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Mar 18
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AdobeStock 71248831

John Chrysadakis Allegedly Engages In Forgery

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Chrysadakis. According to his publicly available FINRA BrokerCheck report, John Chrysadakis has…
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Mar 18
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broker negligence attorney - Oakes & Fosher

John Cahill Allegedly Converts An Elderly Individual’s Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Cahill. According to his publicly available FINRA BrokerCheck report, John Cahill has…
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Mar 13
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AdobeStock 82289628

Gregory Collier Allegedly Executes Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gregory Collier. According to his publicly available FINRA BrokerCheck report, Gregory Collier is the…
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Mar 13
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AdobeStock 142902196

Stephen Holt Allegedly Fails To Conduct Adequate Due Diligence

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Stephen Holt. According to his publicly available FINRA BrokerCheck report, Stephen Holt has been…
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Mar 13
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AdobeStock 155565861

Daryl Serizawa Allegedly Recommends Unsuitable Private Investment Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Daryl Serizawa. According to his publicly available FINRA BrokerCheck report, Daryl Serizawa has been…
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Mar 13
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AdobeStock 162607891

Ralph Jackson Allegedly Recommends Unsuitable High Yield Corporate Bonds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ralph Jackson. According to his publicly available FINRA BrokerCheck report, Ralph Jackson has been…
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Mar 12
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AdobeStock 191377535

Mark Cline Allegedly Invests Numerous Customers In Securities They Are Not Financially Suited For

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mark Cline. According to his publicly available FINRA BrokerCheck report, Mark Cline has been…
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