Current Investigations
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Jeffrey Cohen Allegedly Recommends Unsuitable Alternative Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jeffrey Cohen. According to his publicly available FINRA BrokerCheck report, Jeffrey Cohen has been the subject of multiple customer disputes over the course…
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Current Investigations Seth Stewart Allegedly Recommends Illiquid Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Seth Stewart. According to his publicly available FINRA BrokerCheck report, Seth Stewart has been the subject of multiple customer disputes over the course…
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Current Investigations Mark Christopher Perry Allegedly Misappropriates Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Christopher Perry. According to his publicly available FINRA BrokerCheck report, Mark Christopher Perry has been the subject of multiple customer…
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Current Investigations Robert Spiegel Allegedly Churns His Customers’ Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Spiegel. According to his publicly available FINRA BrokerCheck report, Robert Spiegel has been the subject of multiple customer disputes.…
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Current Investigations Julian Munoz Allegedly Issues Unsuitable Puerto Rico Bonds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Julian Munoz. According to his publicly available FINRA BrokerCheck report, Julian Munoz has been the subject of multiple customer disputes. Julian Munoz is…
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Current Investigations Gabriel Hynes Allegedly Makes Material Misrepresentations About “Guaranteed” Dividends
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gabriel Hynes. According to his publicly available FINRA BrokerCheck report, Gabriel Hynes has been the subject of multiple customer disputes. Gabriel…
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Current Investigations John Chrysadakis Allegedly Engages In Forgery
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Chrysadakis. According to his publicly available FINRA BrokerCheck report, John Chrysadakis has been the subject of a FINRA regulatory sanction.…
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Current Investigations John Cahill Allegedly Converts An Elderly Individual’s Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Cahill. According to his publicly available FINRA BrokerCheck report, John Cahill has been the subject of a customer dispute and a regulatory…
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Current Investigations Gregory Collier Allegedly Executes Unauthorized Trades
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gregory Collier. According to his publicly available FINRA BrokerCheck report, Gregory Collier is the subject of a pending customer dispute. Gregory Collier…
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Current Investigations Stephen Holt Allegedly Fails To Conduct Adequate Due Diligence
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Stephen Holt. According to his publicly available FINRA BrokerCheck report, Stephen Holt has been the subject of a customer complaint in his career. Stephen…
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Current Investigations Daryl Serizawa Allegedly Recommends Unsuitable Private Investment Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Daryl Serizawa. According to his publicly available FINRA BrokerCheck report, Daryl Serizawa has been the subject of a customer dispute in his career. Daryl…
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Current Investigations Ralph Jackson Allegedly Recommends Unsuitable High Yield Corporate Bonds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ralph Jackson. According to his publicly available FINRA BrokerCheck report, Ralph Jackson has been the subject of multiple customer disputes over the course…
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