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Category

Current Investigations

Apr 30
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Fred Berens Allegedly Recommends High-Risk Investments In Puerto Rican Bonds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Fred Berens. According to his publicly available FINRA BrokerCheck report, Fred Berens has been…
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Apr 30
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Kevin Nevin Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Kevin Mark Nevin According to his publicly available FINRA BrokerCheck report, Kevin Nevin has…
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Apr 27
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Carter Validus Mission Critical REIT II

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is interested in hearing from investors who may have suffered investment losses after being sold  an investment trust called Carter Validus Mission Critical…
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Apr 24
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Andrew Grant Suspended By FINRA For Allegedly Engaging In Unauthorized Discretionary Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Andrew Justin Grant. According to his publicly available FINRA BrokerCheck report, Andrew Grant was…
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Apr 24
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Jody Thompson Suspended by FINRA For Allegedly Recommending Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Jody Thompson. According to his publicly available FINRA BrokerCheck report, Jody Thompson has been…
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Apr 24
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David Dalton Suspended By FINRA For Allegedly Executing Unauthorized Discretionary Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker David Dalton. According to his publicly available FINRA BrokerCheck report, David Dalton has been…
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Apr 24
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Thomas Martin Suspended For Allegedly Exercising Discretion in Non-Discretionary Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Thomas S. Martin. According to his publicly available FINRA BrokerCheck report, Thomas Martin has…
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Apr 24
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Kevin Meadows Suspended By FINRA Following Allegations Of Churning A Customer’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Kevin Meadows. According to his publicly available FINRA BrokerCheck report, Kevin Meadows had been…
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Apr 24
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Aaron Sheehy Sanctioned By FINRA For Allegedly Engaging In Unauthorized Discretionary Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Aaron Sheehy. According to his publicly available FINRA BrokerCheck report, Aaron Sheehy had been…
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Apr 24
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Presidio Property Trust

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently interested in hearing from investors who believe they experienced losses while being invested in a non-traded REIT known as Presidio Property…
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