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    • Stockbroker Fraud
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Category

Current Investigations

Mar 12
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Gregory Hill Allegedly Fails To Conduct The Necessary Due Diligence

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gregory Hill. According to his publicly available FINRA BrokerCheck report, Gregory Hill is currently…
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Mar 12
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AdobeStock 226402458

Gene Esplin Allegedly Recommends Unsuitable Alternative Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gene Esplin. According to his publicly available FINRA BrokerCheck report, Gene Esplin has…
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Mar 12
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AdobeStock 209759302

Scott Fairchild Allegedly Recommends Unsuitable Alternative Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Scott Fairchild. According to his publicly available FINRA BrokerCheck Report, Scott Fairchild has been…
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Mar 12
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AdobeStock 224681677

Jeffrey Rand Miller Allegedly Breaches Contract

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jeffrey Rand Miller. According to his publicly available FINRA BrokerCheck report, Jeffrey Rand Miller…
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Mar 04
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AdobeStock 242281721

Henry Klausman Allegedly Mismanages Customer Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Henry Klausman. According to his publicly available FINRA BrokerCheck report, Henry Klausman has…
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Mar 04
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UBS Financial’s Yield Enhancement Strategy

Aaron Brodt Allegedly Fails To Conduct The Necessary Due Diligence

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Aaron Brodt. According to his publicly available FINRA BrokerCheck report, Aaron Brodt has…
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Mar 04
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James Kirchner Allegedly Recommends Unsuitable Private Placements

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Kirchner. According to his publicly available FINRA BrokerCheck report, James Kirchner has…
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Mar 04
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Jason Labelle Allegedly Makes Material Misrepresentations About A Promissory Note

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is investigating the alleged misconduct of former securities broker Jason Labelle. According to his publicly available FINRA BrokerCheck report, Jason Labelle has been…
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Mar 04
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featured blog image oakes fosher6

Jay Weil Allegedly Chooses Investments Based On Commissions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jay Weil. According to his publicly available FINRA BrokerCheck report, Jay Weil has…
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Mar 04
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AdobeStock 69409122

Travis Lippmann Allegedly Makes Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Travis Lippmann. According to his publicly available FINRA BrokerCheck report, Travis Lippmann has been…
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