Skip to main content
Hit enter to search or ESC to close
Close Search
oakes & fosher, llc logo
search
Menu
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
  • search
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
Oakes Fossher LLC Accounting firm st louis
Category

Current Investigations

Nov 12
Love0
AdobeStock 99622416

Harvey Kaluzna Allegedly Makes Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Harvey Kaluzna. According to his publicly available FINRA BrokerCheck report, Harvey Kaluzna has been…
Read More
Nov 12
Love0
AdobeStock 127594546

James Sparacino Allegedly Executes Unsuitable Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker James Sparacino. According to his publicly available FINRA BrokerCheck report, James Sparacino has been…
Read More
Nov 12
Love0
AdobeStock 82433370

Gerald Repasz Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gerald Repasz. According to his publicly available FINRA BrokerCheck report, Gerald Repasz has been…
Read More
Nov 12
Love0
AdobeStock 104807874

Levert Caldwell Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Levert Caldwell. According to his publicly available FINRA BrokerCheck report, Levert Caldwell has been…
Read More
Nov 12
Love0
AdobeStock 89168969

David Kondracke Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Kondracke. According to his publicly available FINRA BrokerCheck report, David Kondracke has…
Read More
Nov 08
Love0
AdobeStock 169556616

Christopher Hibbard Discharged From Merrill Lynch Following Allegations Of Converting Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Christopher Hibbard. According to his publicly available FINRA BrokerCheck report, Christopher Hibbard has…
Read More
Nov 08
Love0
featured blog image oakes fosher6

Mark Reinking Accused Of Both Fraudulent And Negligent Behavior

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Reinking. According to his publicly available FINRA BrokerCheck report, Mark Reinking is…
Read More
Nov 08
Love0
AdobeStock 117784175

Barry Richter Allegedly Over-Concentrates His Customers’ Account In Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Barry Richter. According to his publicly available FINRA BrokerCheck report, Barry Richter has been…
Read More
Nov 08
Love0
AdobeStock 69409122

Scott Curtis Allegedly Misrepresents And Omits Material Facts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Scott Curtis. According to his publicly available FINRA BrokerCheck report, Scott Curtis has been…
Read More
Nov 08
Love0
AdobeStock 104807874

Steven Yellen Discharged From Ameriprise Financial Services Following Alleged Rule Violation

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Steven Yellen. According to his publicly available FINRA BrokerCheck report, Steven Yellen has…
Read More
  • Previous
  • 1
  • …
  • 115
  • 116
  • 117
  • 118
  • 119
  • …
  • 147
  • Next

contact usawards & settlementsour attorneysclient testimonialsfirm news

Contact Us

Address: 1401 S Brentwood Blvd #250, St. Louis, MO 63144 | Phone:  (314) 428-7600  Fax: (314) 428-7604

© 2026 Oakes & Fosher Law. All Rights Reserved. | Privacy Policy & Terms Of Use | Disclaimer | Sitemap