Current Investigations
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Lawrence Delhagen Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Lawrence Delhagen. According to his publicly available FINRA BrokerCheck report, Lawrence Delhagen has been the subject of multiple customer disputes over…
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Current Investigations Sigma Financial Broker Joel Lagore Allegedly Mismanages His Customers’ Account
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joel Lagore. According to his publicly available FINRA BrokerCheck report, Joel Lagore is currently the subject of a pending customer complaint. Joel Lagore…
Read More Alternative Investment Suhail Khan Allegedly Recommends Unsuitable Alternative Investments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Suhail Khan. According to his publicly available FINRA BrokerCheck report, Suhail Khan has been the subject of a customer complaint. Suhail Khan…
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Current Investigations Theodore Coleman Allegedly Trades His Customers’ Accounts Excessively
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Theodore Coleman. According to his publicly available FINRA BrokerCheck report, Theodore Coleman has been the subject of multiple customer disputes over the…
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Current Investigations Frederick Olson Discharged from Oak Ridge Financial Services Group Following Allegations Of Negligence
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Frederick Olson. According to his publicly available FINRA BrokerCheck report, Frederick Olson has been the subject of a customer dispute. Frederick…
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Alternative Investment Oakes and Fosher Brings New Arbitration Cases Against United Development Funding III And IV
United Development Funding has been under investigation by the Securities and Exchange Commission since April 2014. United Development Funding IV, or UDF IV, and its predecessor, UDF III, are what are known as non-traded Real Estate Investment Trusts, or…
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Current Investigations Marc Korsch Allegedly Recommends Highly Unsuitable Annuity Switches
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Marc Korsch--a securities broker we have had dealings with in the past. Marc Korsch is a Florida based securities broker. He has worked in the securities…
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Current Investigations Charles Doraine Allegedly Engages In Excessive Product Switches
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Charles Doraine. According to his publicly available FINRA BrokerCheck report, Charles Doraine has been the subject of multiple customer disputes throughout…
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Current Investigations Craig Wakefield Allegedly Makes Unsuitable Investment Recommendations
Oakes & Fosher is presently investigating the possible misconduct of securities broker Craig Wakefield. According to his publicly available FINRA BrokerCheck report, he has been the subject of multiple customer disputes. Craig Wakefield is presently operating…
Read More Current Investigations Patrick Dever Allegedly Purchases Unsuitable Securities
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Patrick Dever. According to his publicly available FINRA BrokerCheck report, Patrick Dever has been the subject of multiple customer disputes. Patrick Dever…
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Current Investigations Robert Yasnis Allegedly Churns A Customer's Account
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of securities broker Robert Yasnis. According to his publicly available FINRA BrokerCheck report, Robert Yasnis has been the subject of multiple customer…
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Current Investigations Paul Mauro Sanctioned By The Massachusetts Securities Division
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Paul Mauro. According to his publicly available FINRA BrokerCheck report, Paul Mauro has been sanctioned by the Massachusetts Securities Division. Paul…
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