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Current Investigations

Nov 07
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Victor Michel Allegedly Engages In Churning

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Victor Michel. According to his publicly available FINRA BrokerCheck report, Victor Michel has…
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Nov 07
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Douglas P. Simanski Operates An Alleged Ponzi Scheme Disguised As Tax-Free Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Douglas P. Simanski. According to his publicly available FINRA BrokerCheck report, Douglas P.…
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Nov 01
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Masood Azad Allegedly Engages In Unapproved Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Masood Azad. According to his publicly available FINRA BrokerCheck report, Masood Azad has…
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Nov 01
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Anthony Ross Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Anthony Ross. According to his publicly available FINRA BrokerCheck report, Anthony Ross has been…
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Nov 01
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John Pronovost Allegedly Recommends Highly Unsuitable LJM Mutual Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Pronovost. According to his publicly available FINRA BrokerCheck report, John Pronovost has been…
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Nov 01
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George Strnad Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker George Strnad. According to his publicly available FINRA BrokerCheck report, George Strnad has been…
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Nov 01
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Jed Tinder Allegedly Recommends Unregistered Securities To Multiple Investors

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jed Tinder. According to his publicly available FINRA BrokerCheck report, Jed Tinder has…
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Nov 01
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Leslie Koonce Barred By FINRA For Allegedly Recommending Unapproved Promissory Notes

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Leslie Koonce. According to his publicly available FINRA BrokerCheck report, Leslie Koonce has…
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Nov 01
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Brian Travers Barred By FINRA Following Allegations That He Took Part In An Undisclosed Outside Business Activity

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Brian Travers. According to his publicly available FINRA BrokerCheck report, Brian Travers has…
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Nov 01
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Joeann Walker Barred By FINRA Following Allegations Of Purchasing Unsuitable Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Joeann Walker. According to her publicly available FINRA BrokerCheck report, Joeann Walker has…
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