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Current Investigations

Nov 08
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Scott Ente Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Scott Ente. According to his publicly available FINRA BrokerCheck report, Scott Ente has been…
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Nov 07
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Julie Morowitz Allegedly Makes Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Julie Morowitz. According to her publicly available FINRA BrokerCheck report, Julie Morowitz has been…
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Nov 07
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Charles Friedlander Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Charles Friedlander. According to his publicly available FINRA BrokerCheck report, Charles Friedlander has…
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Nov 07
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Gil Sharon Allegedly Trades His Customers’ Accounts Excessively

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gil Sharon. According to his publicly available FINRA BrokerCheck report, Gil Sharon has been…
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Nov 07
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Amadou Bah Allegedly Churns His Client’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Amadou Bah. According to his publicly available FINRA BrokerCheck report, Amadou Bah has…
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Nov 07
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Paul Gordon Allegedly Recommends Unsuitable Municipal Bonds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Paul Gordon. According to his publicly available FINRA BrokerCheck report, Paul Gordon has been…
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Nov 07
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Malcolm Reader Allegedly Misrepresents Puerto Rico and Virgin Island Bonds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Malcolm Reader. According to his publicly available FINRA BrokerCheck report, Malcolm Reader has been…
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Nov 07
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Robert Hayes Hoffmann Barred By FINRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Hayes Hoffmann. According to his publicly available FINRA BrokerCheck report, Robert Hayes…
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Nov 07
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Jovannie Aquino Allegedly Recommends A Highly Unsuitable Short-Term Trading Strategy To Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jovannie Aquino. According to his publicly available FINRA BrokerCheck report, Jovannie Aquino has…
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Nov 07
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Windsor Street Capital Expelled By FINRA

By Oakes & Fosher Current Investigations No Comments
Windsor Street Capital, formerly known as Meyers Associates, was expelled by FINRA in 2018 following allegations that the firm and its brokers were engaging in abusive and fraudulent conduct regarding…
Read More
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